4//SEC Filing
Reformina Luis 4
Accession 0001567619-22-007045
CIK 0001290677other
Filed
Mar 15, 8:00 PM ET
Accepted
Mar 16, 4:03 PM ET
Size
13.0 KB
Accession
0001567619-22-007045
Insider Transaction Report
Form 4
Reformina Luis
Sr VP, CFO
Transactions
- Award
Options (2022)
2022-03-14+4,000→ 4,000 totalExercise: $30.46Exp: 2032-03-14→ Common Stock (4,000 underlying) - Award
Common Stock
2022-03-14+2,000→ 2,650 total
Holdings
- 4,000
Options (2020)
Exercise: $14.85Exp: 2030-03-18→ Common Stock (4,000 underlying) - 4,500
Options (2021)
Exercise: $51.75Exp: 2031-02-18→ Common Stock (4,500 underlying) - 25,000
Options (2019)
Exercise: $20.89Exp: 2029-10-24→ Common Stock (25,000 underlying) - 12,000
Options (2021)
Exercise: $47.76Exp: 2031-05-03→ Common Stock (12,000 underlying)
Footnotes (7)
- [F1]Granted pursuant to the issuer's 2015 Equity Incentive Plan
- [F2]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.
- [F3]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022, and 33% of the underlying shares on January 1, 2023.
- [F4]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023, and 33% of the underlying shares on January 1, 2024.
- [F5]Granted pursuant to the issuer's 2021 Equity Incentive Plan.
- [F6]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024, and 33% of the underlying shares on January 1, 2025.
- [F7]The reported transaction involved the reporting person's receipt of a grant of 2,000 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly 2,000 awarded restricted stock units and 650 shares of common stock.
Documents
Issuer
Turning Point Brands, Inc.
CIK 0001290677
Entity typeother
Related Parties
1- filerCIK 0001858265
Filing Metadata
- Form type
- 4
- Filed
- Mar 15, 8:00 PM ET
- Accepted
- Mar 16, 4:03 PM ET
- Size
- 13.0 KB