4//SEC Filing
FULLER MAX L 4
Accession 0001567619-22-007077
CIK 0000923571other
Filed
Mar 15, 8:00 PM ET
Accepted
Mar 16, 4:58 PM ET
Size
15.1 KB
Accession
0001567619-22-007077
Insider Transaction Report
Form 4
Fuller Family Enterprises, LLC
10% Owner
Transactions
- Exercise/Conversion
Class B Common Stock
2022-03-14+66,663→ 333,315 total - Exercise/Conversion
Restricted Stock Units
2022-03-14−66,663→ 133,351 total→ Class B Common Stock (66,663 underlying)
Holdings
- 8,261,776(indirect: Member)
Class B Common Stock
- 1,088,770(indirect: Member)
Class A Common Stock
- 1,993,269(indirect: By Trust)
Class B Common Stock
- 170,068
Class A Common Stock
Fuller Janice
10% Owner
Transactions
- Exercise/Conversion
Class B Common Stock
2022-03-14+66,663→ 333,315 total - Exercise/Conversion
Restricted Stock Units
2022-03-14−66,663→ 133,351 total→ Class B Common Stock (66,663 underlying)
Holdings
- 1,993,269(indirect: By Trust)
Class B Common Stock
- 8,261,776(indirect: Member)
Class B Common Stock
- 170,068
Class A Common Stock
- 1,088,770(indirect: Member)
Class A Common Stock
FULLER MAX L
DirectorExecutive Chairman10% OwnerOther
Transactions
- Exercise/Conversion
Class B Common Stock
2022-03-14+66,663→ 333,315 total - Exercise/Conversion
Restricted Stock Units
2022-03-14−66,663→ 133,351 total→ Class B Common Stock (66,663 underlying)
Holdings
- 1,993,269(indirect: By Trust)
Class B Common Stock
- 1,088,770(indirect: Member)
Class A Common Stock
- 170,068
Class A Common Stock
- 8,261,776(indirect: Member)
Class B Common Stock
Footnotes (6)
- [F1]Restricted Stock Units ("RSUs") convert into Class B Common Stock on a one-for-one basis.
- [F2]Shares held by Mr. Max Fuller.
- [F3]Represents (i) 2,753,926 shares of Class B common stock held by FSBSPE 1, LLC (ii) 2,753,925 shares of Class B common stock held by FSBSPE 2, LLC, and (iii) 2,753,925 shares of Class B common stock held by FSBSPE 3, LLC. FSBSPE 1, LLC FSBSPE 2, LLC, and FSBSPE 3, LLC are wholly owned subsidiaries of Fuller Family Enterprises, LLC, in which Mr. Max Fuller and Ms. Janice Fuller are each members. Mr. Max Fuller and Ms. Janice Fuller each disclaim beneficial ownership of these securities except to the extent of his or her respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or for any other purpose.
- [F4]Shares held by the Max L. Fuller 2008 Irrevocable Trust FBO William E. Fuller, over which Ms. Janice Fuller and her son, Mr. Eric Fuller, are the co-trustees and have shared dispositive power and Mr. Eric Fuller has sole voting power. Mr. Max Fuller and Ms. Janice Fuller each disclaim beneficial ownership of these securities except to the extent of his or her respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or for any other purposes.
- [F5]Shares held by Fuller Family Enterprises, LLC, in which Mr. Max Fuller and Ms. Janice Fuller are each members. Mr. Max Fuller and Ms. Janice Fuller each disclaim beneficial ownership of these securities except to the extent of his or her respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or for any other purpose.
- [F6]The remaining RSUs will vest in two approximately equal installments on each of March 14, 2023 and 2024, subject to continuous employment through each respective vesting date and certain other termination and forfeiture conditions.
Documents
Issuer
US XPRESS ENTERPRISES INC
CIK 0000923571
Entity typeother
Related Parties
1- filerCIK 0000931421
Filing Metadata
- Form type
- 4
- Filed
- Mar 15, 8:00 PM ET
- Accepted
- Mar 16, 4:58 PM ET
- Size
- 15.1 KB