Baxter Gregory H.A. 4
4 · Turning Point Brands, Inc. · Filed May 3, 2022
Insider Transaction Report
Form 4
Baxter Gregory H.A.
Director
Transactions
- Award
Common Stock
2022-04-29+2,231→ 37,958 total
Holdings
- 14,344
Options (2014)
Exercise: $3.83Exp: 2024-08-08→ Common Stock (14,344 underlying)
Footnotes (3)
- [F1]Grant pursuant to the Issuer's 2006 Equity Incentive Plan.
- [F2]The options vested and became exercisable as to 50% of the underlying shares on August 8, 2014, 25% of the underlying shares on August 8, 2015 and 25% of the underlying shares on August 8, 2016.
- [F3]The reported transaction involved the reporting person's receipt of a grant of 2,231 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The reporting person has previously reported prior awards of restricted units in Table II of Form 4. The total reported in Column 5 includes the newly 2,231 awarded restricted stock units, 1,464 restricted stock units previously reported in Table II and 34,263 shares of common stock.