4//SEC Filing
Diao H.C. Charles 4
Accession 0001567619-22-009449
CIK 0001290677other
Filed
May 2, 8:00 PM ET
Accepted
May 3, 5:34 PM ET
Size
13.9 KB
Accession
0001567619-22-009449
Insider Transaction Report
Form 4
Diao H.C. Charles
Director
Transactions
- Tax Payment
Common Stock
2022-04-29$31.39/sh−4,937$154,972→ 41,681 total - Disposition to Issuer
Common Stock
2022-05-03$30.73/sh−5,253$161,425→ 36,428 total - Disposition to Issuer
Common Stock
2022-05-03$31.52/sh−242$7,628→ 36,186 total - Award
Common Stock
2022-04-29+1,195→ 36,186 total - Exercise/Conversion
Common Stock
2022-04-29$3.83/sh+10,432$39,955→ 46,618 total - Exercise/Conversion
Options (2014)
2022-04-29−10,432→ 0 totalExercise: $3.83Exp: 2024-08-08→ Common Stock (10,432 underlying)
Footnotes (5)
- [F1]The options vested and became exercisable as to 50% of the underlying shares on August 8, 2014, 25% of the underlying shares on August 8, 2015 and 25% of the underlying shares on August 8, 2016.
- [F2]Granted pursuant to the issuer's 2006 Equity Incentive Plan.
- [F3]The reported transaction involved the reporting person's receipt of a grant of 1,195 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The reporting person has previously reported prior awards of restricted units in Table II of Form 4. The total reported in Column 5 includes the newly 1,195 awarded restricted stock units, 785 restricted stock units previously reported in Table II and 34,206 shares of common stock.
- [F4]Weighted average sale price. On 5/3/2022, the reporting person sold the shares within a range of $30.335 to $31.17. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F5]Weighted average sale price. On 5/3/2022, the reporting person sold the shares within a range of $31.51 to $31.53. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Documents
Issuer
Turning Point Brands, Inc.
CIK 0001290677
Entity typeother
Related Parties
1- filerCIK 0001591159
Filing Metadata
- Form type
- 4
- Filed
- May 2, 8:00 PM ET
- Accepted
- May 3, 5:34 PM ET
- Size
- 13.9 KB