Baxter Gregory H.A. 4
4 · Turning Point Brands, Inc. · Filed May 5, 2022
Insider Transaction Report
Form 4
Baxter Gregory H.A.
Director
Transactions
- Award
Common Stock
2022-05-04$31.09/sh+11$342→ 37,384 total - Tax Payment
Common Stock
2022-05-04$31.09/sh−585$18,188→ 37,373 total
Holdings
- 14,344
Options (2014)
Exercise: $3.83Exp: 2024-08-08→ Common Stock (14,344 underlying)
Footnotes (4)
- [F1]Grant pursuant to the Issuer's 2006 Equity Incentive Plan.
- [F2]The options vested and became exercisable as to 50% of the underlying shares on August 8, 2014, 25% of the underlying shares on August 8, 2015 and 25% of the underlying shares on August 8, 2016.
- [F3]The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 5/4/2022. The total reported in Column 5 includes the 2,231 restricted stock units and 35,142 shares of common stock.
- [F4]The reported transaction involves shares received as dividends related to restricted stock units that have vested on 5/4/2022. The total reported in Column 5 includes the 2,231 restricted stock units and 35,153 shares of common stock.