4//SEC Filing
Champion Christopher O 4
Accession 0001567619-22-012344
CIK 0000797468other
Filed
Jun 2, 8:00 PM ET
Accepted
Jun 3, 5:44 PM ET
Size
19.6 KB
Accession
0001567619-22-012344
Insider Transaction Report
Form 4
Champion Christopher O
VP, CAO and Controller
Transactions
- Gift
Common Stock
2022-06-01−5,396→ 32,907 total - Sale
Warrants (Right to buy)
2022-06-01$47.27/sh−2,097$99,125→ 0 totalExercise: $22.00From: 2020-08-31Exp: 2027-08-03→ Common Stock (2,097 underlying) - Exercise/Conversion
Common Stock
2022-06-01$40.03/sh+95,129$3,808,014→ 138,432 total - Exercise/Conversion
Common Stock
2022-06-01$25.39/sh+11,465$291,096→ 149,897 total - Sale
Common Stock
2022-06-01$70.44/sh−106,594$7,508,481→ 43,303 total - Exercise/Conversion
Stock Option (Right to buy)
2022-06-01−95,129→ 47,564 totalExercise: $40.03Exp: 2030-02-14→ Common Stock (95,129 underlying) - Sale
Common Stock
2022-06-01$70.37/sh−5,000$351,850→ 38,303 total - Exercise/Conversion
Stock Option (Right to buy)
2022-06-01−11,465→ 22,929 totalExercise: $25.39Exp: 2031-02-12→ Common Stock (11,465 underlying)
Holdings
- 1,950(indirect: By OPC Savings Plan)
Common Stock
Footnotes (6)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.10 to $70.72, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.17 to $70.62, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F3]Based on a plan statement dated June 1, 2022.
- [F4]One-third of the 2020 option, representing a right to purchase a total of 142,693 shares of common stock, vested on each of February 28, 2021 and February 28, 2022, and the remaining unvested portion will vest on February 28, 2023. Anti-dilution adjustments were made to the exercise price and the number of shares of common stock underlying the option in connection with the warrant distribution on August 3, 2020.
- [F5]One-third of the 2021 option, representing a right to purchase a total of 34,394 shares of common stock, vested on February 28, 2022, and the remaining unvested portion will vest ratably on February 28, 2023 and 2024.
- [F6]The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $47.05 to $47.43, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth above.
Documents
Issuer
OCCIDENTAL PETROLEUM CORP /DE/
CIK 0000797468
Entity typeother
Related Parties
1- filerCIK 0001643753
Filing Metadata
- Form type
- 4
- Filed
- Jun 2, 8:00 PM ET
- Accepted
- Jun 3, 5:44 PM ET
- Size
- 19.6 KB