Home/Filings/4/0001567619-22-013115
4//SEC Filing

McCree Douglas I. 4

Accession 0001567619-22-013115

CIK 0001640384other

Filed

Jun 16, 8:00 PM ET

Accepted

Jun 17, 5:09 PM ET

Size

7.5 KB

Accession

0001567619-22-013115

Insider Transaction Report

Form 4
Period: 2022-06-14
Transactions
  • Purchase

    Common Stock

    2022-06-14$0.91/sh+5,000$4,5455,410 total
Holdings
  • Stock Option (right to buy)

    Exercise: $500.00Exp: 2025-10-22Common Stock (100 underlying)
    100
  • Stock Option (right to buy)

    Exercise: $5.95Exp: 2031-10-28Common Stock (12,605 underlying)
    12,605
Footnotes (2)
  • [F1]Options were granted under the LM Funding America, Inc. 2021 Omnibus Incentive Plan ("Plan"). Options will vest as to one-half of the option shares on April 26, 2022, and as to one-half of the option shares on October 28, 2022, subject to acceleration of vesting upon a Change of Control (as defined in the Plan) or upon the Issuer's common stock achieving a closing price of greater than $12.00 for 10 consecutive trading days. Notwithstanding, the options will not be exercisable unless and until the Plan is approved by the Issuer's stockholders within one year of grant date.
  • [F2]This option is presently exercisable in full.

Documents

1 file

Issuer

LM FUNDING AMERICA, INC.

CIK 0001640384

Entity typeother

Related Parties

1
  • filerCIK 0001653720

Filing Metadata

Form type
4
Filed
Jun 16, 8:00 PM ET
Accepted
Jun 17, 5:09 PM ET
Size
7.5 KB