4//SEC Filing
Satter Muneer A 4
Accession 0001567619-22-013890
CIK 0001528115other
Filed
Jul 10, 8:00 PM ET
Accepted
Jul 11, 8:42 PM ET
Size
8.7 KB
Accession
0001567619-22-013890
Insider Transaction Report
Form 4
Annexon, Inc.ANNX
Satter Muneer A
Director10% Owner
Transactions
- Purchase
Warrants (Right to Buy)
2022-07-07$0.13/sh+613,497$76,687→ 613,497 total(indirect: See footnote)Exercise: $5.81From: 2022-07-11Exp: 2025-06-30→ Common Stock (613,497 underlying) - Purchase
Common Stock
2022-07-07$3.84/sh+2,453,988$9,423,314→ 4,408,966 total(indirect: See footnote)
Footnotes (3)
- [F1]Reflects shares that were purchased from the Issuer on July 7, 2022 in a private offering pursuant to a Securities Purchase Agreement, dated July 7, 2022. The shares were purchased by Satter Medical Technology Partners II, L.P. ("SMTP II") for which the Reporting Person has sole voting and dispositive power over all such shares. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
- [F2]Includes (a) 240,000 shares that are held by the Muneer A. Satter Revocable Trust for which the Reporting Person serves as trustee and, in such capacity, has sole voting and dispositive power over all such shares, (b) 567,240 shares that are held by various other trusts and other entities for which the Reporting Person serves as trustee, investment advisor or manager and, in such capacity, has sole voting and dispositive power over all such shares, (c) 1,147,738 shares that are held by Satter Medical Technology Partners, L.P. for which the Reporting Person has sole voting and dispositive power over all such shares and (d) 2,453,988 shares that are held by SMTP II for which the Reporting Person has sole voting and dispositive power of all such shares. The Reporting Person disclaims beneficial ownership of all shares included under (b), (c) and (d) of this footnote, except to the extent of his pecuniary interest.
- [F3]The warrants are held by SMTP II for which the Reporting Person has sole voting and dispositive power of all such warrants. The Reporting Person disclaims beneficial ownership of all the warrants, except to the extent of his pecuniary interest.
Documents
Issuer
Annexon, Inc.
CIK 0001528115
Entity typeother
Related Parties
1- filerCIK 0001315797
Filing Metadata
- Form type
- 4
- Filed
- Jul 10, 8:00 PM ET
- Accepted
- Jul 11, 8:42 PM ET
- Size
- 8.7 KB