BXHCP SP II, LLC 4
4 · SERA PROGNOSTICS, INC. · Filed Jul 19, 2022
Insider Transaction Report
Form 4
Blue Ox Healthcare Partners, LLC
10% Owner
Transactions
- Other
Class A Common Stock
2022-07-18−1,383,094→ 132,501 total(indirect: By LLC) - Other
Class A Common Stock
2022-07-18−997,627→ 77,420 total(indirect: By LLC) - Other
Class A Common Stock
2022-07-18−1,157,764→ 46,744 total(indirect: By LLC)
Footnotes (2)
- [F1]Shares have been distributed pro rata for no consideration to certain members of each of Blue Ox Healthcare Partners SP, LLC, BXHCP SP II, LLC, and BXHCP SP III, LLC in accordance with the required distribution of marketable securities stipulation in the respective Limited Liability Company Agreements.
- [F2]Blue Ox Healthcare Partners, LLC is the manager of each of Blue Ox Healthcare Partners SP, LLC, BXHCP SP II, LLC, and BXHCP SP III, LLC, and may be deemed to have voting, investment and dispositive power with respect to the shares held by Blue Ox Healthcare Partners SP, LLC, BXHCP SP II, LLC, and BXHCP SP III, LLC. Charles D. Kennedy MD, Oded Levy, and John A. Neczesny, managing partners of Blue Ox Healthcare Partners, LLC, each may be deemed to share voting, investment and dispositive power with respect to these shares.