4//SEC Filing
KEAY AARON 4
Accession 0001567619-22-016688
CIK 0001532390other
Filed
Aug 24, 8:00 PM ET
Accepted
Aug 25, 7:28 PM ET
Size
12.4 KB
Accession
0001567619-22-016688
Insider Transaction Report
Form 4
KEAY AARON
Director
Transactions
- Award
Stock Options
2022-08-23$0.51/sh+750,000$382,500→ 1,600,000 totalExercise: $0.51From: 2023-08-23Exp: 2032-08-23→ Common (750,000 underlying)
Holdings
- 750,000
Common Stock
- 850,000
Stock Options
Exercise: $1.09From: 2021-03-31Exp: 2031-03-31→ Common (250,000 underlying) - 1,000,000(indirect: Klutch Financial Corp.)
Warrants
Exercise: $1.25From: 2021-09-30Exp: 2024-07-06→ Common (1,000,000 underlying) - 600,000
Stock Options
Exercise: $0.53From: 2020-04-03Exp: 2030-04-02→ Common (250,000 underlying) - 1,000,000(indirect: Klutch Financial Corp.)
Common Stock
- 350,000
Stock Options
Exercise: $1.29From: 2017-04-28Exp: 2027-04-28→ Common (350,000 underlying)
Footnotes (4)
- [F1]1/4 of the options will vest on April 28, 2017 (the "Date of Grant"); on each anniversary date of the Date of Grant, additional 1/4 of the options will vest; provided, however, the options will stop vesting in the event that the Reporting Person's continuous service terminates (other than upon the Reporting Person's death or disability) while the options will continue vesting in the event that the Reporting Person's continuous service terminates as a result of the Reporting Person's death or disability.
- [F2]50% vest on April 3, 2020 and 50% vest on April 3, 2021.
- [F3]50% vest on March 31, 2021 and 50% vest on March 31, 2022.
- [F4]50% vest on August 23, 2023 and 50% vest on August 23, 2024.
Documents
Issuer
ALKALINE WATER Co INC
CIK 0001532390
Entity typeother
Related Parties
1- filerCIK 0001731858
Filing Metadata
- Form type
- 4
- Filed
- Aug 24, 8:00 PM ET
- Accepted
- Aug 25, 7:28 PM ET
- Size
- 12.4 KB