4//SEC Filing
BARRY RICHARD SCOTT 4
Accession 0001567619-22-020786
CIK 0001409269other
Filed
Nov 21, 7:00 PM ET
Accepted
Nov 22, 5:10 PM ET
Size
9.4 KB
Accession
0001567619-22-020786
Insider Transaction Report
Form 4
Barry Scott
Director
Transactions
- Purchase
Voting Convertible Preferred Stock
2022-11-18$2.00/sh+1,441,985$2,883,970→ 1,441,985 total(indirect: EW Healthcare Partners, LP)Exercise: $0.00From: 2022-11-18→ Common Stock (14,419,850 underlying) - Purchase
Voting Convertible Preferred Stock
2022-11-18$2.00/sh+58,015$116,030→ 58,015 total(indirect: Held by EW Healthcare Partners-A.L.P.)Exercise: $0.00From: 2022-11-18→ Common Stock (580,150 underlying)
Footnotes (3)
- [F1]The Voting Preferred Stock will convert into shares of Common Stock on a one for ten basis (i) at the option the holder or (ii) at the option of the Company within 30 days following the occurrence of certain events. The Voting Preferred Stock votes with the Common Stock on an as-converted basis. The Voting Preferred Stock does not expire.
- [F2]Held by EW Healthcare Partners L.P. ("EWHP"). Essex Woodlands Fund IX-GP, L.P. ("EW Fund IX GP") is the general partner of EWHP and EWHP-A (as defined below). Essex Woodlands IX, LLC ("Essex IX General Partner") is the general partner of Essex IX Fund GP. Martin P. Sutter, R. Scott Barry, Ronald W. Eastman, Petri Vainio and Steve Wiggins are each a Manager of Essex IX General Partner (the "Managers"). Each of the Managers may be deemed to exercise shared voting and investment power with respect to such shares. Each of EW Fund IX GP, Essex IX General Partner and the Managers, including Mr. Barry who is a member of the Issuer's board of directors, disclaims beneficial ownership of the shares held by EWHP and EWHP-A, except to the extent of any pecuniary interests therein.
- [F3]Held by EW Healthcare Partners-A.L.P. ("EWHP-A").
Documents
Issuer
Venus Concept Inc.
CIK 0001409269
Entity typeother
Related Parties
1- filerCIK 0001407547
Filing Metadata
- Form type
- 4
- Filed
- Nov 21, 7:00 PM ET
- Accepted
- Nov 22, 5:10 PM ET
- Size
- 9.4 KB