4//SEC Filing
KEAY AARON 4
Accession 0001567619-22-020894
CIK 0001532390other
Filed
Nov 24, 7:00 PM ET
Accepted
Nov 25, 7:12 PM ET
Size
14.0 KB
Accession
0001567619-22-020894
Insider Transaction Report
Form 4
KEAY AARON
Director
Transactions
- Other
Stock Options
2022-11-16$0.51/sh−750,000$382,500→ 850,000 totalExercise: $0.51From: 2023-08-23Exp: 2032-08-23→ Common (750,000 underlying) - Award
Common Stock
2022-11-16+375,000→ 1,125,000 total
Holdings
- 2,000,000(indirect: Klutch Financial Corp.)
Common Stock
- 750,000
Common Stock
- 350,000
Stock Options
Exercise: $1.29From: 2017-04-28Exp: 2027-04-28→ Common (350,000 underlying) - 850,000
Stock Options
Exercise: $1.09From: 2021-03-31Exp: 2031-03-31→ Common (250,000 underlying) - 600,000
Stock Options
Exercise: $0.53From: 2020-04-03Exp: 2030-04-02→ Common (250,000 underlying) - 1,600,000
Stock Options
Exercise: $0.51From: 2023-08-23Exp: 2032-08-23→ Common (750,000 underlying)
Footnotes (6)
- [F1]1/4 of the options will vest on April 28, 2017 (the "Date of Grant"); on each anniversary date of the Date of Grant, additional 1/4 of the options will vest; provided, however, the options will stop vesting in the event that the Reporting Person's continuous service terminates (other than upon the Reporting Person's death or disability) while the options will continue vesting in the event that the Reporting Person's continuous service terminates as a result of the Reporting Person's death or disability.
- [F2]50% vest on April 3, 2020 and 50% vest on April 3, 2021.
- [F3]50% vest on March 31, 2021 and 50% vest on March 31, 2022.
- [F4]50% vest on August 23, 2023 and 50% vest on August 23, 2024.
- [F5]These options were cancelled on November 16, 2022.
- [F6]These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on November 16, 2022 upon vesting.
Documents
Issuer
ALKALINE WATER Co INC
CIK 0001532390
Entity typeother
Related Parties
1- filerCIK 0001731858
Filing Metadata
- Form type
- 4
- Filed
- Nov 24, 7:00 PM ET
- Accepted
- Nov 25, 7:12 PM ET
- Size
- 14.0 KB