4//SEC Filing
LAZARAN FRANK 4
Accession 0001567619-22-020895
CIK 0001532390other
Filed
Nov 24, 7:00 PM ET
Accepted
Nov 25, 7:37 PM ET
Size
12.7 KB
Accession
0001567619-22-020895
Insider Transaction Report
Form 4
LAZARAN FRANK
Director
Transactions
- Award
Stock Options
2022-11-16$0.25/sh+175,000$43,750→ 1,325,000 totalExercise: $0.25From: 2023-11-16Exp: 2032-11-16→ Common (175,000 underlying) - Award
Common Stock
2022-11-16+250,000→ 936,666 total
Holdings
- 50,000
Warrants
Exercise: $1.25From: 2021-09-30Exp: 2024-07-06→ Common (50,000 underlying) - 686,666
Common Stock
- 100,000
Stock Options
Exercise: $0.53From: 2020-04-03Exp: 2030-04-02→ Common (100,000 underlying) - 150,000
Stock Options
Exercise: $1.09From: 2021-03-31Exp: 2031-03-31→ Common (50,000 underlying) - 1,150,000
Stock Options
Exercise: $0.43From: 2023-07-29Exp: 2032-07-29→ Common (1,000,000 underlying)
Footnotes (5)
- [F1]One third vest on each anniversary of the date of grant.
- [F2]50% vest on March 31, 2022 and 50% vest on March 31, 2023.
- [F3]50% vest on July 29, 2023 and 50% vest on July 29, 2024.
- [F4]50% vest on November 16, 2023 and 50% vest on November 16, 2024.
- [F5]These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on November 16, 2022 upon vesting.
Documents
Issuer
ALKALINE WATER Co INC
CIK 0001532390
Entity typeother
Related Parties
1- filerCIK 0001221888
Filing Metadata
- Form type
- 4
- Filed
- Nov 24, 7:00 PM ET
- Accepted
- Nov 25, 7:37 PM ET
- Size
- 12.7 KB