Sozio Scott 4
4 · Akerna Corp. · Filed Dec 2, 2022
Insider Transaction Report
Form 4
Akerna Corp.KERN
Sozio Scott
Director
Transactions
- Exercise/Conversion
Common Shares
2021-10-21+1,153→ 14,533 total - Exercise/Conversion
Common Shares
2022-10-21+125→ 13,380 total - Exercise/Conversion
Restricted Stock Units
2022-10-21−1,152→ 2,304 total→ Common Shares (1,152 underlying) - Exercise/Conversion
Restricted Stock Units
2022-10-21−125→ 250 total→ Common Shares (125 underlying)
Footnotes (4)
- [F1]The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.
- [F2]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- [F3]The restricted stock units ("RSUs") were granted on September 1, 2020, and vest as follows: 1/4 on July 1, 2021; 1/4 on July 1, 2022; 1/4 on July 1, 2023; and 1/4 on July 1, 2024. Settlement of the RSUs will occur as soon as administratively feasible following the applicable vesting dates.
- [F4]The RSUs were granted on September 4, 2020, and vest as follows: one-fourth on July 1, 2021; one-fourth on July 1, 2022; one-fourth on July 1, 2023; and one-fourth on July 1, 2024. Settlement of the vested RSUs will occur as soon as administratively feasible following the applicable vesting date.