Home/Filings/4/0001567619-22-021747
4//SEC Filing

GUARINO DAVID 4

Accession 0001567619-22-021747

CIK 0001532390other

Filed

Dec 15, 7:00 PM ET

Accepted

Dec 16, 6:19 PM ET

Size

11.5 KB

Accession

0001567619-22-021747

Insider Transaction Report

Form 4
Period: 2022-11-16
GUARINO DAVID
DirectorCFO Secretary Treasurer
Transactions
  • Award

    Common Stock

    2022-11-16+125,0002,534,300 total
  • Award

    Stock Options

    2022-11-16$0.25/sh+100,000$25,000700,000 total
    Exercise: $0.25From: 2023-11-16Exp: 2032-11-16Common (100,000 underlying)
Holdings
  • Common Stock

    2,409,300
  • Stock Options

    Exercise: $0.53From: 2020-04-03Exp: 2030-04-02Common (150,000 underlying)
    150,000
  • Stock Options

    Exercise: $0.51From: 2023-08-23Exp: 2032-08-23Common (250,000 underlying)
    600,000
  • Stock Options

    Exercise: $1.09From: 2021-03-31Exp: 2031-03-31Common (200,000 underlying)
    350,000
Footnotes (5)
  • [F1]50% vest on April 3, 2020 (the "Date of Grant") and 50% vest on the one year anniversary of the Date of Grant.
  • [F2]50% vest on March 31, 2021 and 50% vest on March 31, 2022.
  • [F3]50% vest on August 23, 2023 and 50% vest on August 23, 2024.
  • [F4]50% vest on November 16, 2023 and 50% vest on November 16, 2024.
  • [F5]These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on November 16, 2022 upon vesting.

Documents

1 file

Issuer

ALKALINE WATER Co INC

CIK 0001532390

Entity typeother

Related Parties

1
  • filerCIK 0001211259

Filing Metadata

Form type
4
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 6:19 PM ET
Size
11.5 KB