Mills Frederick J 4
4 · LM FUNDING AMERICA, INC. · Filed Jan 3, 2023
Insider Transaction Report
Form 4
Mills Frederick J
Director
Transactions
- Award
Stock Option (right to buy)
2022-12-29+167,797→ 167,797 totalExercise: $0.59Exp: 2032-12-29→ Common Stock (167,797 underlying)
Holdings
- 12,605
Stock Option (right to buy)
Exercise: $5.95Exp: 2031-10-28→ Common Stock (12,605 underlying) - 520
Common Stock
Footnotes (2)
- [F1]Options were granted under the LM Funding America, Inc. 2021 Omnibus Incentive Plan. These options are fully vested as of the date of this Form 4.
- [F2]Option awards to purchase shares of common stock were granted under the Non-Employee Director Compensation Plan, as amended on November 18, 2022 (the "Plan"). Shares subject to the options will vest as to one-half on the 180th day after the grant date and as to one-half on the date that is the first anniversary of the grant date. Unvested awards will become fully vested upon a Change of Control, as that term is used in the Plan.