4//SEC Filing
Gould Carollinn 4
Accession 0001567619-23-000053
CIK 0001640384other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 5:22 PM ET
Size
10.9 KB
Accession
0001567619-23-000053
Insider Transaction Report
Form 4
Gould Carollinn
Director10% Owner
Transactions
- Award
Stock Option (right to buy)
2022-12-29+111,865→ 111,865 totalExercise: $0.59Exp: 2032-12-29→ Common Stock (111,865 underlying)
Holdings
- 21,912(indirect: By Trust)
Common Stock
- 21,912(indirect: By Trust)
Common Stock
- 232(indirect: By IRA)
Common Stock
- 10,084
Stock Option (right to buy)
Exercise: $5.95Exp: 2031-10-28→ Common Stock (10,084 underlying) - 853(indirect: By LLC)
Common Stock
- 20(indirect: By IRA)
Common Stock
Footnotes (3)
- [F1]Bruce M. Rogers and Carollinn Gould, husband and wife, and their family, including trusts or custodial accounts of minor children of each of Mr. Rodgers and Ms. Gould, own 100% of the outstanding membership interests of BRR Holding, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.
- [F2]Options were granted under the LM Funding America, Inc. 2021 Omnibus Incentive Plan. These options are fully vested as of the date of this Form 4.
- [F3]Option awards to purchase shares of common stock were granted under the Non-Employee Director Compensation Plan, as amended on November 18, 2022 (the "Plan"). Shares subject to the options will vest as to one-half on the 180th day after the grant date and as to one-half on the date that is the first anniversary of the grant date. Unvested awards will become fully vested upon a Change of Control, as that term is used in the Plan.
Documents
Issuer
LM FUNDING AMERICA, INC.
CIK 0001640384
Entity typeother
Related Parties
1- filerCIK 0001653728
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 5:22 PM ET
- Size
- 10.9 KB