5//SEC Filing
Rodgers Bruce M. 5
Accession 0001567619-23-002935
CIK 0001640384other
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 4:33 PM ET
Size
11.4 KB
Accession
0001567619-23-002935
Insider Transaction Report
Form 5
Rodgers Bruce M.
DirectorChairman, CEO and President
Transactions
- Gift
Common Stock
2022-06-16−6,575→ 63,999 total(indirect: By Trust) - Gift
Common Stock
2022-06-16−6,574→ 15,338 total(indirect: By Trust)
Holdings
- 853(indirect: By LLC)
Common Stock
- 232(indirect: By IRA)
Common Stock
- 20(indirect: By IRA)
Common Stock
- 0
Stock Option (right to buy)
Exercise: $5.95Exp: 2031-10-28→ Common Stock (1,800,000 underlying)
Footnotes (3)
- [F1]Represents indirect transfer of beneficial ownership by gift through transfer of equity interest in CGR63, LLC.
- [F2]Bruce M. Rogers and Carollinn Gould, husband and wife, and their family, including trusts or custodial accounts of minor children of each of Mr. Rodgers and Ms. Gould, own 100% of the outstanding membership interests of BRR Holding, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.
- [F3]Options to purchase shares of common stock were granted to Mr. Rodgers under the LM Funding America, Inc. 2021 Omnibus Incentive Plan on October 28, 2021. On November 18, 2022, Mr. Rodgers and the company mutually agreed to terminate the options, and Mr. Rodgers did not receive any consideration in exchange for such cancellation.
Documents
Issuer
LM FUNDING AMERICA, INC.
CIK 0001640384
Entity typeother
Related Parties
1- filerCIK 0001653727
Filing Metadata
- Form type
- 5
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 4:33 PM ET
- Size
- 11.4 KB