Carter Brett C 4

4 · XCEL ENERGY INC · Filed Feb 23, 2023

Form 4

Period: 2023-02-21

EVP, Chief Customer and Innova

Transactions

Award
Common Stock
2023-02-21+23,380.366→ 47,526.314 total
Exercise/Conversion
Common Stock
2023-02-21+3,720.283→ 51,246.597 total
Tax Payment
Common Stock
2023-02-21$68.01/sh−13,380.649$910,018→ 37,865.948 total
Exercise/Conversion
Restricted Stock Units
2023-02-21−3,720.283→ 0 total
→ Common Stock (3,720.283 underlying)

Footnotes (6)

[F1]Represents 18,066.118 shares of common stock issued upon settlement of performance share unit awards for the 2020-2022 performance period as well as 5,314.248 shares of common stock issued in lieu of a portion of the cash payment earned by the reporting person under the 2022 annual incentive program.
[F2]The amount includes 528.781 shares of stock acquired pursuant to the reinvestment of dividends since the reporting person's last report.
[F3]Restricted stock units are settled in common stock on a one-for-one basis.
[F4]Represents the withholding of shares to satisfy tax obligations upon the settlement of the 2020-2022 performance share unit awards and restricted stock unit awards and the issuance of common stock under the 2022 annual incentive program. Fractional share interests were settled in cash.
[F5]Number of units shown reflects the reinvestment of dividend equivalents since the original grant of 3,431 units granted on January 2, 2020.
[F6]Award vested on December 31, 2022 but was settled in shares of common stock on February 21, 2023.

Documents

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