4//SEC Filing
Earnest Frederick Hume 4
Accession 0001567619-23-004638
CIK 0000783324other
Filed
Mar 6, 7:00 PM ET
Accepted
Mar 7, 9:11 PM ET
Size
21.9 KB
Accession
0001567619-23-004638
Insider Transaction Report
Form 4
Earnest Frederick Hume
DirectorPresident & COO
Transactions
- Exercise/Conversion
Restricted Stock Units
2023-03-05−32,333→ 209,667 total→ Common Shares (32,333 underlying) - Exercise/Conversion
Common Shares
2023-03-05+43,334→ 1,798,617 total - Exercise/Conversion
Common Shares
2023-03-05+130,282→ 1,928,899 total - Exercise/Conversion
Common Shares
2023-03-05+32,333→ 1,961,232 total - Tax Payment
Common Shares
2023-03-05$0.52/sh−101,232$53,127→ 1,860,000 total - Exercise/Conversion
Restricted Stock Units
2023-03-05−43,334→ 0 total→ Common Shares (43,334 underlying) - Exercise/Conversion
Restricted Stock Units
2023-03-05−130,282→ 38,718 total→ Common Shares (130,282 underlying) - Disposition to Issuer
Restricted Stock Units
2023-03-05−12,718→ 26,000 total→ Common Shares (12,718 underlying) - Award
Restricted Stock Units
2023-03-05+387,000→ 387,000 total→ Common Shares (387,000 underlying)
Footnotes (6)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
- [F2]Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs reported in Table II.
- [F3]466,000 RSUs were granted on March 1, 2020, and vest as follows: 130,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 196,000 on March 1, 2022, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 140,000 RSUs were subject to performance criteria and vested on March 1, 2021. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date
- [F4]279,000 RSUs were granted on February 23, 2021, and vest as follows: 78,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 117,000 on February 23, 2023, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 84,000 RSUs were subject to performance criteria and vested on February 23, 2022. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.
- [F5]242,000 RSUs were granted March 2, 2022 and vest as follows: 97,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 145,000 on March 2, 2024, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.
- [F6]The restricted stock units ("RSUs") granted March 5, 2023, vest as follows: 116,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 moths), subject to the reporting person's continuing service as an officer of the Issuer; and 271,000 on March 5, 2025, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.
Documents
Issuer
VISTA GOLD CORP
CIK 0000783324
Entity typeother
Related Parties
1- filerCIK 0001376530
Filing Metadata
- Form type
- 4
- Filed
- Mar 6, 7:00 PM ET
- Accepted
- Mar 7, 9:11 PM ET
- Size
- 21.9 KB