4//SEC Filing
NICOLS JOHN J 4
Accession 0001567619-23-005259
CIK 0001200375other
Filed
Mar 16, 8:00 PM ET
Accepted
Mar 17, 4:29 PM ET
Size
14.3 KB
Accession
0001567619-23-005259
Insider Transaction Report
Form 4
CODEXIS, INC.CDXS
NICOLS JOHN J
President & CEO
Transactions
- Exercise/Conversion
Common Stock
2023-03-15$1.97/sh+35,714$70,357→ 819,679 total - Sale
Common Stock
2023-03-15$4.09/sh−35,714$146,131→ 783,965 total - Exercise/Conversion
Common Stock
2023-03-16$1.97/sh+35,714$70,357→ 819,679 total - Exercise/Conversion
Stock Option (Right to Buy)
2023-03-16−35,714→ 214,284 totalExercise: $1.97From: 2018-02-24Exp: 2024-02-24→ Common Stock (35,714 underlying) - Sale
Common Stock
2023-03-16$4.11/sh−35,714$146,681→ 783,965 total - Exercise/Conversion
Stock Option (Right to Buy)
2023-03-15−35,714→ 249,998 totalExercise: $1.97From: 2018-02-24Exp: 2024-02-23→ Common Stock (35,714 underlying)
Footnotes (3)
- [F1]Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.
- [F2]This transaction was executed in multiple trades in prices ranging from $4.02 to $4.15, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- [F3]This transaction was executed in multiple trades in prices ranging from $4.01 to $4.195, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Documents
Issuer
CODEXIS, INC.
CIK 0001200375
Entity typeother
Related Parties
1- filerCIK 0001238884
Filing Metadata
- Form type
- 4
- Filed
- Mar 16, 8:00 PM ET
- Accepted
- Mar 17, 4:29 PM ET
- Size
- 14.3 KB