NICOLS JOHN J 4
4 · CODEXIS, INC. · Filed Mar 17, 2023
Insider Transaction Report
Form 4
CODEXIS, INC.CDXS
NICOLS JOHN J
President & CEO
Transactions
- Exercise/Conversion
Common Stock
2023-03-15$1.97/sh+35,714$70,357→ 819,679 total - Sale
Common Stock
2023-03-15$4.09/sh−35,714$146,131→ 783,965 total - Exercise/Conversion
Common Stock
2023-03-16$1.97/sh+35,714$70,357→ 819,679 total - Exercise/Conversion
Stock Option (Right to Buy)
2023-03-16−35,714→ 214,284 totalExercise: $1.97From: 2018-02-24Exp: 2024-02-24→ Common Stock (35,714 underlying) - Sale
Common Stock
2023-03-16$4.11/sh−35,714$146,681→ 783,965 total - Exercise/Conversion
Stock Option (Right to Buy)
2023-03-15−35,714→ 249,998 totalExercise: $1.97From: 2018-02-24Exp: 2024-02-23→ Common Stock (35,714 underlying)
Footnotes (3)
- [F1]Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.
- [F2]This transaction was executed in multiple trades in prices ranging from $4.02 to $4.15, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- [F3]This transaction was executed in multiple trades in prices ranging from $4.01 to $4.195, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.