THOMPSON WILLIAM 4
4 · ConnectOne Bancorp, Inc. · Filed Jan 30, 2020
Insider Transaction Report
Form 4
THOMPSON WILLIAM
Director
Transactions
- Sale
Common Stock
2020-01-28$24.41/sh−3,278$80,016→ 76,342.117 total - Exercise/Conversion
Common Stock
2020-01-28$9.11/sh+3,473$31,639→ 79,815.117 total - Exercise/Conversion
Stock Option
2020-01-28−3,473→ 0 totalExercise: $9.11From: 2015-03-01Exp: 2021-03-01→ Common Stock (3,473 underlying)
Holdings
- 12,430.533(indirect: By Spouse)
Common Stock
Footnotes (3)
- [F1]The proceeds of the sale reported on this Form 4 were used in part by Mr. Thompson to satisfy(i) the estimated personal income tax obligations and (ii) the settlement of the exercise price, with respect to the exercise of the stock options also reported herein.
- [F2]Also includes 140.5027 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.
- [F3]The reporting person no longer has a reportable beneficial interest in 2,454.7311 shares owned by his adult child and included on his prior ownership reports.