ConnectOne Bancorp, Inc.·4

Mar 28, 9:55 PM ET

Magennis Elizabeth 4

4 · ConnectOne Bancorp, Inc. · Filed Mar 28, 2023

Insider Transaction Report

Form 4
Period: 2023-03-20
Magennis Elizabeth
EVP & Chief Lending Officer
Transactions
  • Award

    Common Stock

    2023-03-20+14,274115,082 total
  • Award

    Common Stock

    2023-03-20+17,549132,631 total
  • Tax Payment

    Common Stock

    2023-03-20$17.93/sh8,774$157,318123,857 total
  • Tax Payment

    Common Stock

    2023-03-23$17.35/sh1,115$19,345119,817 total
  • Tax Payment

    Common Stock

    2023-03-20$17.93/sh2,925$52,445120,932 total
  • Tax Payment

    Common Stock

    2023-03-27$18.00/sh1,144$20,592118,673 total
Footnotes (6)
  • [F1]Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/20/24, 1/3 vesting on 3/20/25, and the final 1/3 vesting on 3/20/26.
  • [F2]Shares acquired pursuant to earned performance units granted on March 20, 2020.
  • [F3]Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line.
  • [F4]Reflects tax withholding on March 20, 2023 with respect to shares vested on March 20, 2023 pursuant to a grant of deferred stock units on March 20, 2020.
  • [F5]Reflects tax withholding on March 23, 2023 with respect to shares vested on March 23, 2023 pursuant to a grant of deferred stock units on March 23, 2021.
  • [F6]Reflects tax withholding on March 27, 2023 with respect to shares vested on March 25, 2023 pursuant to a grant of deferred stock units on March 25, 2022.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT