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TRANSATLANTIC PETROLEUM LTD. 4

Accession 0001568303-17-000002

CIK 0001092289operating
View on SEC.govCompany Profile

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 4:48 PM ET

Size

25.4 KB

Accession

0001568303-17-000002

Insider Transaction Report

Form 4
Period: 2017-01-03
TRANSATLANTIC PETROLEUM LTD.TAT
West Family Investments, Inc.
10% OwnerOther
Transactions
  • Disposition to Issuer

    Convertible Note

    2017-01-03$180000.00/sh→ 61,764 total(indirect: See Footnote 6)
    Exp: 2017-07-01→ Common Shares (26,470 underlying)
  • Disposition to Issuer

    Convertible Note

    2017-01-03$225000.00/sh→ 77,205 total(indirect: See Footnote 2)
    Exp: 2017-07-01→ Common Shares (33,088 underlying)
  • Disposition to Issuer

    Convertible Note

    2017-01-03$180000.00/sh→ 61,764 total(indirect: See Footnote 3)
    Exp: 2017-07-01→ Common Shares (26,470 underlying)
  • Disposition to Issuer

    Convertible Note

    2017-01-03$225000.00/sh→ 77,205 total(indirect: See Footnote 5)
    Exp: 2017-07-01→ Common Shares (33,088 underlying)
  • Disposition to Issuer

    Convertible Note

    2017-01-03$150000.00/sh→ 51,470 total(indirect: See Footnote 7)
    Exp: 2017-07-01→ Common Shares (22,058 underlying)
  • Disposition to Issuer

    Convertible Note

    2017-01-03$150000.00/sh→ 51,470 total(indirect: See Footnote 4)
    Exp: 2017-07-01→ Common Shares (22,058 underlying)
West Investment Holdings, LLC
10% OwnerOther
Transactions
  • Disposition to Issuer

    Convertible Note

    2017-01-03$150000.00/sh→ 51,470 total(indirect: See Footnote 7)
    Exp: 2017-07-01→ Common Shares (22,058 underlying)
  • Disposition to Issuer

    Convertible Note

    2017-01-03$225000.00/sh→ 77,205 total(indirect: See Footnote 2)
    Exp: 2017-07-01→ Common Shares (33,088 underlying)
  • Disposition to Issuer

    Convertible Note

    2017-01-03$150000.00/sh→ 51,470 total(indirect: See Footnote 4)
    Exp: 2017-07-01→ Common Shares (22,058 underlying)
  • Disposition to Issuer

    Convertible Note

    2017-01-03$180000.00/sh→ 61,764 total(indirect: See Footnote 6)
    Exp: 2017-07-01→ Common Shares (26,470 underlying)
  • Disposition to Issuer

    Convertible Note

    2017-01-03$180000.00/sh→ 61,764 total(indirect: See Footnote 3)
    Exp: 2017-07-01→ Common Shares (26,470 underlying)
  • Disposition to Issuer

    Convertible Note

    2017-01-03$225000.00/sh→ 77,205 total(indirect: See Footnote 5)
    Exp: 2017-07-01→ Common Shares (33,088 underlying)
West Gary
Other
Transactions
  • Disposition to Issuer

    Convertible Note

    2017-01-03$225000.00/sh→ 77,205 total(indirect: See Footnote 2)
    Exp: 2017-07-01→ Common Shares (33,088 underlying)
  • Disposition to Issuer

    Convertible Note

    2017-01-03$150000.00/sh→ 51,470 total(indirect: See Footnote 4)
    Exp: 2017-07-01→ Common Shares (22,058 underlying)
  • Disposition to Issuer

    Convertible Note

    2017-01-03$180000.00/sh→ 61,764 total(indirect: See Footnote 6)
    Exp: 2017-07-01→ Common Shares (26,470 underlying)
  • Disposition to Issuer

    Convertible Note

    2017-01-03$180000.00/sh→ 61,764 total(indirect: See Footnote 3)
    Exp: 2017-07-01→ Common Shares (26,470 underlying)
  • Disposition to Issuer

    Convertible Note

    2017-01-03$225000.00/sh→ 77,205 total(indirect: See Footnote 5)
    Exp: 2017-07-01→ Common Shares (33,088 underlying)
  • Disposition to Issuer

    Convertible Note

    2017-01-03$150000.00/sh→ 51,470 total(indirect: See Footnote 7)
    Exp: 2017-07-01→ Common Shares (22,058 underlying)
WEST MARY E
Other
Transactions
  • Disposition to Issuer

    Convertible Note

    2017-01-03$225000.00/sh→ 77,205 total(indirect: See Footnote 5)
    Exp: 2017-07-01→ Common Shares (33,088 underlying)
  • Disposition to Issuer

    Convertible Note

    2017-01-03$150000.00/sh→ 51,470 total(indirect: See Footnote 7)
    Exp: 2017-07-01→ Common Shares (22,058 underlying)
  • Disposition to Issuer

    Convertible Note

    2017-01-03$180000.00/sh→ 61,764 total(indirect: See Footnote 3)
    Exp: 2017-07-01→ Common Shares (26,470 underlying)
  • Disposition to Issuer

    Convertible Note

    2017-01-03$180000.00/sh→ 61,764 total(indirect: See Footnote 6)
    Exp: 2017-07-01→ Common Shares (26,470 underlying)
  • Disposition to Issuer

    Convertible Note

    2017-01-03$225000.00/sh→ 77,205 total(indirect: See Footnote 2)
    Exp: 2017-07-01→ Common Shares (33,088 underlying)
  • Disposition to Issuer

    Convertible Note

    2017-01-03$150000.00/sh→ 51,470 total(indirect: See Footnote 4)
    Exp: 2017-07-01→ Common Shares (22,058 underlying)
Footnotes (14)
  • [F1]The 13.0% Convertible Notes are convertible into shares of the Issuer's Common Shares at any time after July 01, 2015 at a conversion price of $6.80 per Common Share.
  • [F10]On January 3, 2017, the Issuer partially redeemed $180,000 of the holder's 13% Convertible Note.
  • [F11]On January 3, 2017, the Issuer partially redeemed $150,000 of the holder's 13% Convertible Note.
  • [F12]On January 3, 2017, the Issuer partially redeemed $225,000 of the holder's 13% Convertible Note.
  • [F13]On January 3, 2017, the Issuer partially redeemed $180,000 of the holder's 13% Convertible Note.
  • [F14]On January 3, 2017, the Issuer partially redeemed $150,000 of the holder's 13% Convertible Note.
  • [F2]The 13.0% Convertible Note is in the principal amount of $525,000 and held by Gary West CRT1, LLC, an entity owned by a trust of which Gary West is a beneficiary.
  • [F3]The 13.0% Convertible Note is in the principal amount of $420,000 and held by Gary West CRT2, LLC, an entity owned by a trust of which Gary West is a beneficiary.
  • [F4]The 13.0% Convertible Note is in the principal amount of $350,000 and held by Gary West CRT3, LLC, an entity owned by a trust of which Gary West is a beneficiary.
  • [F5]The 13.0% Convertible Note is in the principal amount of $525,000 and held by Mary West CRT1, LLC, an entity owned by a trust of which Gary West is a beneficiary.
  • [F6]The 13.0% Convertible Note is in the principal amount of $420,000 and held by Mary West CRT2, LLC, an entity owned by a trust of which Mary West is a beneficiary.
  • [F7]The 13.0% Convertible Note is in the principal amount of $350,000 and held by Mary West CRT3, LLC, an entity owned by a trust of which Mary West is a beneficiary.
  • [F8]This statement is filed jointly on behalf of West Family Investments, Inc. (the Adviser), West Investment Holdings, LLC (WIH), Gary West and Mary West (collectively, the reporting persons). The Adviser is an investment adviser exempt from registration pursuant to 17 C.F.R. Section 275.202(a)(11)(G)-1. Pursuant to Rule 16a-1 and Instruction 5 of the Form 3, the Adviser does not beneficially own any securities listed on the Form 3 or Form 4. However, the Adviser maintains complete investment and voting power and authority with respect to all of the shares under management arrangements entered into by and between the Adviser and the direct owners of the shares (as indicated in the footnotes of the Form 3 and Form 4). WIH is a beneficial owner of greater than 10% of the Common Shares of the Issuer. The reporting persons disclaim beneficial ownership of all of the securities reported in Table II except to the extent of any pecuniary interest therein.
  • [F9]On January 3, 2017, the Issuer partially redeemed $225,000 of the holder's 13% Convertible Note.

Documents

2 files

Issuer

TRANSATLANTIC PETROLEUM LTD.

CIK 0001092289

→
Entity typeoperating
IncorporatedBermuda

Related Parties

1
  • filerCIK 0001092289

Filing Metadata

Form type
4
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 4:48 PM ET
Size
25.4 KB
View on SEC.gov