TRANSATLANTIC PETROLEUM LTD. 4

Accession 0001568303-17-000008

CIK 0001092289operating

View on SEC.gov Company Profile

Filed

Jul 4, 8:00 PM ET

Accepted

Jul 5, 3:16 PM ET

Size

25.2 KB

Accession

0001568303-17-000008

Insider Transaction Report

Form 4

Period: 2017-07-01

TRANSATLANTIC PETROLEUM LTD.TAT

West Family Investments, Inc.

10% OwnerOther

Transactions

Other
Convertible Note
2017-07-01$525000.00/sh→ 0 total(indirect: See Footnote 3)
Exp: 2017-07-01→ Common Shares (77,205 underlying)
Other
Convertible Note
2017-07-01$525000.00/sh→ 0 total(indirect: See Footnote 6)
Exp: 2017-07-01→ Common Shares (77,205 underlying)
Other
Convertible Note
2017-07-01$350000.00/sh→ 0 total(indirect: See Footnote 5)
Exp: 2017-07-01→ Common Shares (51,470 underlying)
Other
Convertible Note
2017-07-01$420000.00/sh→ 0 total(indirect: See Footnote 7)
Exp: 2017-07-01→ Common Shares (61,764 underlying)
Other
Convertible Note
2017-07-01$420000.00/sh→ 0 total(indirect: See Footnote 4)
Exp: 2017-07-01→ Common Shares (61,764 underlying)
Other
Convertible Note
2017-07-01$350000.00/sh→ 0 total(indirect: See Footnote 8)
Exp: 2017-07-01→ Common Shares (51,470 underlying)

West Investment Holdings, LLC

10% OwnerOther

Transactions

Other
Convertible Note
2017-07-01$420000.00/sh→ 0 total(indirect: See Footnote 4)
Exp: 2017-07-01→ Common Shares (61,764 underlying)
Other
Convertible Note
2017-07-01$350000.00/sh→ 0 total(indirect: See Footnote 8)
Exp: 2017-07-01→ Common Shares (51,470 underlying)
Other
Convertible Note
2017-07-01$350000.00/sh→ 0 total(indirect: See Footnote 5)
Exp: 2017-07-01→ Common Shares (51,470 underlying)
Other
Convertible Note
2017-07-01$525000.00/sh→ 0 total(indirect: See Footnote 6)
Exp: 2017-07-01→ Common Shares (77,205 underlying)
Other
Convertible Note
2017-07-01$525000.00/sh→ 0 total(indirect: See Footnote 3)
Exp: 2017-07-01→ Common Shares (77,205 underlying)
Other
Convertible Note
2017-07-01$420000.00/sh→ 0 total(indirect: See Footnote 7)
Exp: 2017-07-01→ Common Shares (61,764 underlying)

West Gary

Other

Transactions

Other
Convertible Note
2017-07-01$350000.00/sh→ 0 total(indirect: See Footnote 5)
Exp: 2017-07-01→ Common Shares (51,470 underlying)
Other
Convertible Note
2017-07-01$420000.00/sh→ 0 total(indirect: See Footnote 4)
Exp: 2017-07-01→ Common Shares (61,764 underlying)
Other
Convertible Note
2017-07-01$420000.00/sh→ 0 total(indirect: See Footnote 7)
Exp: 2017-07-01→ Common Shares (61,764 underlying)
Other
Convertible Note
2017-07-01$525000.00/sh→ 0 total(indirect: See Footnote 3)
Exp: 2017-07-01→ Common Shares (77,205 underlying)
Other
Convertible Note
2017-07-01$525000.00/sh→ 0 total(indirect: See Footnote 6)
Exp: 2017-07-01→ Common Shares (77,205 underlying)
Other
Convertible Note
2017-07-01$350000.00/sh→ 0 total(indirect: See Footnote 8)
Exp: 2017-07-01→ Common Shares (51,470 underlying)

WEST MARY E

Other

Transactions

Other
Convertible Note
2017-07-01$420000.00/sh→ 0 total(indirect: See Footnote 4)
Exp: 2017-07-01→ Common Shares (61,764 underlying)
Other
Convertible Note
2017-07-01$350000.00/sh→ 0 total(indirect: See Footnote 5)
Exp: 2017-07-01→ Common Shares (51,470 underlying)
Other
Convertible Note
2017-07-01$525000.00/sh→ 0 total(indirect: See Footnote 6)
Exp: 2017-07-01→ Common Shares (77,205 underlying)
Other
Convertible Note
2017-07-01$420000.00/sh→ 0 total(indirect: See Footnote 7)
Exp: 2017-07-01→ Common Shares (61,764 underlying)
Other
Convertible Note
2017-07-01$350000.00/sh→ 0 total(indirect: See Footnote 8)
Exp: 2017-07-01→ Common Shares (51,470 underlying)
Other
Convertible Note
2017-07-01$525000.00/sh→ 0 total(indirect: See Footnote 3)
Exp: 2017-07-01→ Common Shares (77,205 underlying)

Footnotes (9)

[F1]The 13% Convertible Notes were convertible into Common Shares of the Issuer at any time after 07/01/15 and before the Maturity Date of 07/01/17 at a price of $6.80 per Common Share.
[F2]The 13% Convertible Notes matured on 07/01/17 and the remaining principal and interest was paid to the holders on 07/03/17.
[F3]The 13.0% Convertible Note in the principal amount of $525,000 held by Gary West CRT1, LLC, an entity owned by a trust of which Gary West is a beneficiary matured on 07/01/17. The full principal amount and interest was paid to the holder on 07/03/17.
[F4]The 13.0% Convertible Note in the principal amount of $420,000 held by Gary West CRT2, LLC, an entity owned by a trust of which Gary West is a beneficiary matured on 07/01/17. The full principal amount and interest was paid to the holder on 07/03/17.
[F5]The 13.0% Convertible Note in the principal amount of $350,000 held by Gary West CRT3, LLC, an entity owned by a trust of which Gary West is a beneficiary matured on 07/01/17. The full principal amount and interest was paid to the holder on 07/03/17.
[F6]The 13.0% Convertible Note in the principal amount of $525,000 held by Mary West CRT1, LLC, an entity owned by a trust of which Mary West is a beneficiary matured on 07/01/17. The full principal amount and interest was paid to the holder on 07/03/17.
[F7]The 13.0% Convertible Note in the principal amount of $420,000 held by Mary West CRT2, LLC, an entity owned by a trust of which Mary West is a beneficiary matured on 07/01/17. The full principal amount and interest was paid to the holder on 07/03/17.
[F8]The 13.0% Convertible Note in the principal amount of $350,000 held by Mary West CRT3, LLC, an entity owned by a trust of which Mary West is a beneficiary matured on 07/01/17. The full principal amount and interest was paid to the holder on 07/03/17.
[F9]This statement is filed jointly on behalf of West Family Investments, Inc. (the Adviser), West Investment Holdings, LLC (WIH), Gary West and Mary West (collectively, the reporting persons). The Adviser is an investment adviser exempt from registration pursuant to 17 C.F.R. Section 275.202(a)(11)(G)-1. Pursuant to Rule 16a-1 and Instruction 5 of the Form 3, the Adviser does not beneficially own any securities listed on the Form 3 or Form 4. However, the Adviser maintains complete investment and voting power and authority with respect to all of the shares under management arrangements entered into by and between the Adviser and the direct owners of the shares (as indicated in the footnotes of the Form 3 and Form 4). WIH is a beneficial owner of greater than 10% of the Common Shares of the Issuer. The reporting persons disclaim beneficial ownership of all of the securities reported in Table II except to the extent of any pecuniary interest therein.

Documents

2 files

Issuer

TRANSATLANTIC PETROLEUM LTD.

CIK 0001092289

→

Entity typeoperating

IncorporatedBermuda

Related Parties

filerCIK 0001092289

Filing Metadata

Form type: 4
Filed: Jul 4, 8:00 PM ET
Accepted: Jul 5, 3:16 PM ET
Size: 25.2 KB

View on SEC.gov