Home/Filings/4/0001570562-19-000088
4//SEC Filing

BLANK SIMONE 4

Accession 0001570562-19-000088

CIK 0001570562other

Filed

May 21, 8:00 PM ET

Accepted

May 22, 7:12 PM ET

Size

5.8 KB

Accession

0001570562-19-000088

Insider Transaction Report

Form 4
Period: 2019-05-20
BLANK SIMONE
Director
Transactions
  • Purchase

    Common Stock

    2019-05-20$19.25/sh+628,536$12,099,318923,560 total(indirect: See Footnote)
Footnotes (2)
  • [F1]The acquisition of the shares of common stock referenced in this Form 4 was conducted in a private transaction between ALPHAEON Corporation ("ALPHAEON") and Dental Innovations BVBA ("DI"). DI holds certain notes issued by ALPHAEON. DI elected to receive payment from ALPHAEON of the outstanding amounts of the notes due in June 2019 in the form of shares of common stock rather than cash. The shares of common stock received by the Dental Innovations BVBA are deemed "restricted securities" under Rule 144 promulgated under the Securities Act of 1933, as amended.
  • [F2]The reported securities are directly owned by DI and may be deemed beneficially owned by the Reporting Person as a shareholder of DI. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Issuer

Evolus, Inc.

CIK 0001570562

Entity typeother

Related Parties

1
  • filerCIK 0001366840

Filing Metadata

Form type
4
Filed
May 21, 8:00 PM ET
Accepted
May 22, 7:12 PM ET
Size
5.8 KB