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Liberty Global plc 4

Accession 0001570585-16-000921

$LBTYACIK 0001570585operating
View on SEC.govCompany Profile

Filed

Nov 7, 7:00 PM ET

Accepted

Nov 8, 5:46 PM ET

Size

54.7 KB

Accession

0001570585-16-000921

Insider Transaction Report

Form 4
Period: 2016-07-01
Liberty Global plcLBTY
DVORAK BERNARD G
EVP & Co-CFO
Transactions
  • Award

    LiLAC Share Appreciation Rights C

    2016-07-01+2,216→ 2,216 total(indirect: By Spouse)
    Exercise: $13.52Exp: 2017-05-01→ LiLAC Class C (2,216 underlying)
  • Award

    LiLAC Share Appreciation Rights C

    2016-07-01+1,496→ 1,496 total(indirect: By Spouse)
    Exercise: $22.88Exp: 2018-05-01→ LiLAC Class C (1,496 underlying)
  • Award

    LiLAC Share Appreciation Rights C

    2016-07-01+2,667→ 2,667 total(indirect: By Spouse)
    Exercise: $34.03Exp: 2020-05-01→ LiLAC Class C (2,667 underlying)
  • Award

    LiLAC Share Appreciation Rights C

    2016-07-01+8,152→ 8,152 total(indirect: By Spouse)
    Exercise: $32.42Exp: 2020-06-24→ LiLAC Class C (8,152 underlying)
  • Award

    LiLAC Share Appreciation Rights C

    2016-07-01+3,952→ 3,952 total(indirect: By Spouse)
    Exercise: $50.84Exp: 2022-05-01→ LiLAC Class C (3,952 underlying)
  • Award

    LiLAC Share Appreciation Rights C

    2016-07-01+1,416→ 1,416 total(indirect: By Spouse)
    Exercise: $24.60Exp: 2019-05-01→ LiLAC Class C (1,416 underlying)
  • Award

    LiLAC Share Appreciation Rights C

    2016-07-01+2,992→ 2,992 total(indirect: By Spouse)
    Exercise: $21.96Exp: 2018-05-01→ LiLAC Class C (2,992 underlying)
  • Award

    LiLAC Share Appreciation Rights C

    2016-07-01+4,433→ 4,433 total(indirect: By Spouse)
    Exercise: $13.40Exp: 2017-05-01→ LiLAC Class C (4,433 underlying)
  • Award

    LiLAC Share Appreciation Rights C

    2016-07-01+2,834→ 2,834 total(indirect: By Spouse)
    Exercise: $23.84Exp: 2019-05-01→ LiLAC Class C (2,834 underlying)
  • Award

    LiLAC Share Appreciation Rights C

    2016-07-01+4,077→ 4,077 total(indirect: By Spouse)
    Exercise: $34.29Exp: 2020-06-24→ LiLAC Class C (4,077 underlying)
  • Award

    LiLAC Share Appreciation Rights C

    2016-07-01+6,042→ 6,042 total(indirect: By Spouse)
    Exercise: $39.71Exp: 2023-05-01→ LiLAC Class C (6,042 underlying)
  • Award

    LiLAC Share Appreciation Rights C

    2016-07-01+1,333→ 1,333 total(indirect: By Spouse)
    Exercise: $36.44Exp: 2020-05-01→ LiLAC Class C (1,333 underlying)
  • Award

    LiLAC Share Appreciation Rights C

    2016-07-01+5,008→ 5,008 total(indirect: By Spouse)
    Exercise: $38.65Exp: 2021-05-01→ LiLAC Class C (5,008 underlying)
Holdings

  • Liberty Global Share Appreciation Rights C

    (indirect: By Spouse)
    Exercise: $19.00Exp: 2019-05-01→ Liberty Global Class C (22,714 underlying)
    22,714

  • Liberty Global Share Appreciation Rights C

    (indirect: By Spouse)
    Exercise: $27.13Exp: 2020-05-01→ Liberty Global Class C (21,382 underlying)
    21,382

  • Liberty Global Share Appreciation Rights C

    (indirect: By Spouse)
    Exercise: $30.81Exp: 2021-05-01→ Liberty Global Class C (40,141 underlying)
    40,141

  • Liberty Global Share Appreciation Rights C

    (indirect: By Spouse)
    Exercise: $10.78Exp: 2017-05-01→ Liberty Global Class C (17,761 underlying)
    17,761

  • Liberty Global Share Appreciation Rights C

    (indirect: By Spouse)
    Exercise: $19.61Exp: 2019-05-01→ Liberty Global Class C (11,356 underlying)
    11,356

  • Liberty Global Share Appreciation Rights C

    (indirect: By Spouse)
    Exercise: $18.24Exp: 2018-05-01→ Liberty Global Class C (11,994 underlying)
    11,994

  • Liberty Global Share Appreciation Rights C

    (indirect: By Spouse)
    Exercise: $29.05Exp: 2020-05-01→ Liberty Global Class C (10,688 underlying)
    10,688

  • Liberty Global Share Appreciation Rights C

    (indirect: By Spouse)
    Exercise: $40.52Exp: 2022-05-01→ Liberty Global Class C (31,675 underlying)
    31,675

  • Liberty Global Share Appreciation Rights C

    (indirect: By Spouse)
    Exercise: $10.68Exp: 2017-05-01→ Liberty Global Class C (35,531 underlying)
    35,531

  • Liberty Global Share Appreciation Rights C

    (indirect: By Spouse)
    Exercise: $17.51Exp: 2018-05-01→ Liberty Global Class C (23,987 underlying)
    23,987

  • Liberty Global Share Appreciation Rights C

    (indirect: By Spouse)
    Exercise: $25.84Exp: 2020-06-24→ Liberty Global Class C (65,337 underlying)
    65,337

  • Liberty Global Share Appreciation Rights C

    (indirect: By Spouse)
    Exercise: $27.34Exp: 2020-06-24→ Liberty Global Class C (32,684 underlying)
    32,684

  • Liberty Global Share Appreciation Rights C

    (indirect: By Spouse)
    Exercise: $31.65Exp: 2023-05-01→ Liberty Global Class C (48,428 underlying)
    48,428
Footnotes (8)
  • [F1]On July 1, 2016, the Issuer distributed, by means of a bonus issue, to each holder of Liberty Global Group ordinary shares, one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on her outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award.
  • [F2]The SARs are immediately exercisable.
  • [F3]The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
  • [F4]The SARs provide for vesting of 12.5% of the shares on November 1, 2013, and the remaining shares in 14 equal quarterly installments commencing February 1, 2014.
  • [F5]The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015.
  • [F6]The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016.
  • [F7]The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017.
  • [F8]As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, an adjustment to the exercise price or base price, as applicable, was made to all Liberty Global Group equity awards previously reported. All other terms of the Liberty Global Group awards are, in all material respects, the same as those of the corresponding original award.

Documents

1 file

Issuer

Liberty Global plc

CIK 0001570585

→
Entity typeoperating

Related Parties

1
  • filerCIK 0001570585

Filing Metadata

Form type
4
Filed
Nov 7, 7:00 PM ET
Accepted
Nov 8, 5:46 PM ET
Size
54.7 KB
View on SEC.gov