Karsten Diederik 5

Accession 0001570585-18-000088

CIK 0001570585other

View on SEC.gov Company Profile

Filed

Feb 13, 7:00 PM ET

Accepted

Feb 14, 9:04 PM ET

Size

38.2 KB

Accession

0001570585-18-000088

Insider Transaction Report

Form 5

Period: 2017-12-31

Liberty Global plcLBTY

Karsten Diederik

EVP, European BB Ops

Transactions

Other
LiLAC Class A
2017-12-29−8,136→ 0 total
Other
LiLAC Share Appreciation Rights A
2017-12-29−7,120→ 0 total
Exercise: $21.43Exp: 2024-05-01→ LiLAC Class A (7,120 underlying)
Other
LiLAC Share Appreciation Rights A
2017-12-29−3,026→ 0 total
Exercise: $37.53Exp: 2023-05-01→ LiLAC Class A (3,026 underlying)
Other
LiLAC Share Appreciation Rights A
2017-12-29−7,552→ 0 total
Exercise: $39.48Exp: 2023-05-01→ LiLAC Class A (7,552 underlying)
Other
LiLAC Share Appreciation Rights A
2017-12-29−2,627→ 0 total
Exercise: $45.52Exp: 2022-05-01→ LiLAC Class A (2,627 underlying)
Other
LiLAC Share Appreciation Rights A
2017-12-29−6,534→ 0 total
Exercise: $50.55Exp: 2022-05-01→ LiLAC Class A (6,534 underlying)
Other
LiLAC Share Appreciation Rights A
2017-12-29−3,360→ 0 total
Exercise: $35.06Exp: 2021-05-01→ LiLAC Class A (3,360 underlying)
Other
LiLAC Share Appreciation Rights A
2017-12-29−8,389→ 0 total
Exercise: $38.94Exp: 2021-05-01→ LiLAC Class A (8,389 underlying)
Other
LiLAC Share Appreciation Rights A
2017-12-29−21,296→ 0 total
Exercise: $33.35Exp: 2020-06-24→ LiLAC Class A (21,296 underlying)
Other
LiLAC Share Appreciation Rights A
2017-12-29−8,531→ 0 total
Exercise: $30.02Exp: 2020-06-24→ LiLAC Class A (8,531 underlying)
Other
LiLAC Share Appreciation Rights A
2017-12-29−4,692→ 0 total
Exercise: $35.44Exp: 2020-05-01→ LiLAC Class A (4,692 underlying)
Other
LiLAC Share Appreciation Rights A
2017-12-29−1,880→ 0 total
Exercise: $31.91Exp: 2020-05-01→ LiLAC Class A (1,880 underlying)
Other
LiLAC Share Appreciation Rights A
2017-12-29−1,995→ 0 total
Exercise: $21.53Exp: 2019-05-01→ LiLAC Class A (1,995 underlying)
Other
LiLAC Share Appreciation Rights A
2017-12-29−4,978→ 0 total
Exercise: $23.91Exp: 2019-05-01→ LiLAC Class A (4,978 underlying)
Other
LiLAC Share Appreciation Rights A
2017-12-29−2,106→ 0 total
Exercise: $20.03Exp: 2018-05-01→ LiLAC Class A (2,106 underlying)
Other
LiLAC Share Appreciation Rights A
2017-12-29−5,257→ 0 total
Exercise: $22.25Exp: 2018-05-01→ LiLAC Class A (5,257 underlying)

Footnotes (7)

[F1]Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").
[F2]In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.
[F3]The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.
[F4]The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017.
[F5]The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016.
[F6]The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015.
[F7]The SARs are immediately exercisable.

Documents

1 file

5
wf-form5_151866028085790.xmlPrimary
FORM 5

Issuer

Liberty Global plc

CIK 0001570585

→

Entity typeother

Related Parties

filerCIK 0001504380

Filing Metadata

Form type: 5
Filed: Feb 13, 7:00 PM ET
Accepted: Feb 14, 9:04 PM ET
Size: 38.2 KB

View on SEC.gov