4//SEC Filing
AWARE INC /MA/ 4
Accession 0001571049-14-002830
$AWRECIK 0001015739operating
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 3:56 PM ET
Size
13.0 KB
Accession
0001571049-14-002830
Insider Transaction Report
Form 4
AWARE INC /MA/AWRE
KRUSE ADRIAN F
Director
Transactions
- Award
Common Stock
2014-07-01+5,000→ 117,608 total - Exercise/Conversion
Stock Option (right to buy)
2014-07-01$5.06/sh−27,500$139,150→ 0 totalExercise: $5.06Exp: 2017-02-12→ Common Stock (27,500 underlying) - Exercise/Conversion
Common Stock
2014-07-01$5.06/sh+27,500$139,150→ 145,108 total
Holdings
- 5,000
Unrestricted Stock Award
Exercise: $0.00→ Common Stock (5,000 underlying) - 6,000
Stock Appreciation Right
Exercise: $2.52Exp: 2019-05-20→ Common Stock (6,000 underlying) - 20,000
Stock Option (right to buy)
Exercise: $6.18Exp: 2015-02-16→ Common Stock (20,000 underlying)
Footnotes (6)
- [F1]Shares of unrestricted stock issued to reporting person on July 1, 2014.
- [F2]Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. 5,000 shares will be issued on December 31, 2014 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.
- [F3]Option was amended on September 9, 2009; the holder shall now have the right to exercise this option within two years after the date of termination of services, but not later than the expiration date of the agreement.
- [F4]Vests in 8 equal quarterly installments on the last day of each quarter from June 30, 2009 through March 31, 2011 and is exercisable upon the date the reporting person ceases to serve on the board of directors of Aware, Inc. or expiration, whichever is sooner.
- [F5]Vests in 16 equal quarterly installments on the last day of each quarter from March 31 2007 through December 31, 2010.
- [F6]Vests in full on February 16, 2005.
Documents
Issuer
AWARE INC /MA/
CIK 0001015739
Entity typeoperating
IncorporatedMA
Related Parties
1- filerCIK 0001015739
Filing Metadata
- Form type
- 4
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 3:56 PM ET
- Size
- 13.0 KB