|4Nov 20, 9:18 PM ET

APPLIED DNA SCIENCES INC 4

4 · APPLIED DNA SCIENCES INC · Filed Nov 20, 2014

Insider Transaction Report

Form 4
Period: 2014-11-20
Transactions
  • Purchase

    Warrants

    2014-11-20$0.01/sh+76,923$76976,923 total(indirect: See footnote)
    Exercise: $3.50Exp: 2019-11-20Common Stock (76,923 underlying)
  • Purchase

    Common Stock

    2014-11-20$3.24/sh+76,923$249,2311,156,436 total(indirect: See footnote)
Footnotes (3)
  • [F1]Represents shares of the issuer's common stock and warrants purchased at the public offering price of $3.24 per common share and $0.01 per Warrant.
  • [F2]These shares of common stock and warrants to purchase common stock are owned by Delabarta, Inc., a partnership administered by Mr. Bitzer for which his revocable trust is a partner. Mr. Bitzer disclaims beneficial ownership of the shares held by Delabarta, Inc. except to the extent of his pecuniary interest therein.
  • [F3]These warrants are fully exercisable.

Documents

1 file
  • 4
    t1402309-x1_bitzer.xmlPrimary

    OWNERSHIP DOCUMENT