Blue Earth, Inc.|4Aug 3, 4:09 PM ET

Blue Earth, Inc. 4

4 · Blue Earth, Inc. · Filed Aug 3, 2016

Form 4

Period: 2016-08-01

10% Owner

Transactions

Other
Common Stock
2016-08-01+1,000,000→ 1,000,000 total
Other
5-Year Warrant (right to buy)
2016-08-01−2,000,000→ 0 total
Exercise: $1.02From: 2015-03-10Exp: 2020-03-10→ Common Stock (2,000,000 underlying)
Other
Purchase Right
2016-08-01−1,000,000→ 0 total
Exercise: $12.00From: 2014-06-20Exp: 2016-08-01→ Common Stock (1,000,000 underlying)
Other
5-Year Warrant (right to buy)
2016-08-01−2,861,856→ 0 total
Exercise: $0.50From: 2015-12-11Exp: 2020-12-11→ Common Stock (2,861,856 underlying)
Other
Common Stock
2016-08-01−13,995,618→ 0 total
Other
Class B Warrant (right to buy)
2016-08-01−1,000,000→ 0 total
Exercise: $6.00From: 2014-06-20Exp: 2017-06-19→ Common Stock (1,000,000 underlying)
Other
3-Year Warrant (right to buy)
2016-08-01−300,000→ 0 total
Exercise: $1.08From: 2015-06-23Exp: 2018-06-23→ Common Stock (300,000 underlying)
Other
Class B Warrant (right to buy)
2016-08-01−677,500→ 0 total
Exercise: $6.00From: 2014-08-29Exp: 2017-08-28→ Common Stock (677,500 underlying)
Other
Purchase Right
2016-08-01−677,500→ 0 total
Exercise: $12.00From: 2014-08-29Exp: 2016-08-01→ Common Stock (677,500 underlying)

Footnotes (3)

[F1]On March 21, 2016, Blue Earth, Inc. ("Blue Earth") and one of its subsidiaries (together, the "Debtors") filed voluntary petitions for reorganization under Chapter 11 of the U.S. Bankruptcy Code in the U.S. Bankruptcy Court for the Northern District of California (the "Bankruptcy Court"). On July 21, 2016, the Bankruptcy Court approved the Debtors' joint Chapter 11 plan of reorganization (the "Plan") and on August 1, 2016 (the "Effective Date"), the Plan became effective. Upon the effectiveness of the Plan, all of the equity securities of Blue Earth outstanding immediately prior to the Effective Date were cancelled.
[F2]On the Effective Date, in accordance with the Plan, Blue Earth issued Jackson Investment Group, LLC, a secured creditor of Blue Earth, new shares of common stock of reorganized Blue Earth, resulting in Jackson Investment Group, LLC, becoming the sole shareholder of reorganized Blue Earth.
[F3]Richard L. Jackson, the sole manager and controlling owner of Jackson Investment Group, LLC, may be deemed the indirect beneficial owner, but he disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Documents

1 file