AWARE INC /MA/ 4
4 · AWARE INC /MA/ · Filed Jul 5, 2017
Insider Transaction Report
Form 4
AWARE INC /MA/AWRE
MOBERG RICHARD P
VP, CFO and Treasurer
Transactions
- Award
Common Stock
2017-07-03+5,000→ 106,305 total
Holdings
- 12,000
Stock Appreciation Right
Exercise: $2.52Exp: 2019-05-20→ Common Stock (12,000 underlying) - 5,000
Unrestricted Stock Award
Exercise: $0.00→ Common Stock (5,000 underlying)
Footnotes (3)
- [F1]Shares of unrestricted stock issued to reporting person on July 3, 2017.
- [F2]Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. 5,000 shares on December 31, 2017 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.
- [F3]Vests in 8 equal quarterly installments on the last day of each quarter from June 30, 2009 through March 31, 2011 and is exercisable upon the date the reporting person ceases to be paid by Aware, Inc. for services or expiration, whichever is sooner.