ROSENAU ROBERT M 4

4 · POLYONE CORP · Filed Mar 28, 2013

Form 4

Period: 2013-03-26

Sr VP & GM - Vinyl Compounds

Transactions

Exercise/Conversion
Common Stock
2013-03-26$1.43/sh+24,000$34,320→ 77,861 total
Disposition to Issuer
Common Stock
2013-03-26$24.22/sh−13,799$334,212→ 76,242 total
Exercise/Conversion
Stock Appreciation Right
2013-03-26−24,000→ 0 total
Exercise: $1.43Exp: 2016-03-04→ Common Stock (24,000 underlying)
Disposition to Issuer
Common Stock
2013-03-26$24.22/sh−12,020$291,124→ 65,841 total
Exercise/Conversion
Common Stock
2013-03-26$7.99/sh+24,200$193,358→ 90,041 total
Exercise/Conversion
Stock Appreciation Right
2013-03-26−24,200→ 0 total
Exercise: $7.99Exp: 2017-02-16→ Common Stock (24,200 underlying)

Holdings

Footnotes (3)

[F1]The information in this report is based on a PolyOne Retirement Savings Plan statement dated as of March 26, 2013. PolyOne common shares are held in a unitized fund that consists of stock and cash. The number of shares and the amount of cash may fluctuate daily depending on plan level activity in the fund.
[F2]SARs become exercisable and vest one-third on the attainment of 10%, 20% and 30% stock appreciation (which must be maintained for a minimum of three consecutive trading days) from the grant date closing price of $1.43 per share, with no more than one-third vesting per year during the first three years.
[F3]The stock appreciation rights vest in three equal annual installments beginning February 17, 2011.

Documents

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