4//SEC Filing
ROSENAU ROBERT M 4
Accession 0001571314-13-000016
CIK 0001122976other
Filed
Mar 27, 8:00 PM ET
Accepted
Mar 28, 5:48 PM ET
Size
14.7 KB
Accession
0001571314-13-000016
Insider Transaction Report
Form 4
POLYONE CORPPOL
ROSENAU ROBERT M
Sr VP & GM - Vinyl Compounds
Transactions
- Exercise/Conversion
Common Stock
2013-03-26$1.43/sh+24,000$34,320→ 77,861 total - Disposition to Issuer
Common Stock
2013-03-26$24.22/sh−13,799$334,212→ 76,242 total - Exercise/Conversion
Stock Appreciation Right
2013-03-26−24,000→ 0 totalExercise: $1.43Exp: 2016-03-04→ Common Stock (24,000 underlying) - Disposition to Issuer
Common Stock
2013-03-26$24.22/sh−12,020$291,124→ 65,841 total - Exercise/Conversion
Common Stock
2013-03-26$7.99/sh+24,200$193,358→ 90,041 total - Exercise/Conversion
Stock Appreciation Right
2013-03-26−24,200→ 0 totalExercise: $7.99Exp: 2017-02-16→ Common Stock (24,200 underlying)
Holdings
- 1,632.167(indirect: By Trust)
Common Stock
- 91,546(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]The information in this report is based on a PolyOne Retirement Savings Plan statement dated as of March 26, 2013. PolyOne common shares are held in a unitized fund that consists of stock and cash. The number of shares and the amount of cash may fluctuate daily depending on plan level activity in the fund.
- [F2]SARs become exercisable and vest one-third on the attainment of 10%, 20% and 30% stock appreciation (which must be maintained for a minimum of three consecutive trading days) from the grant date closing price of $1.43 per share, with no more than one-third vesting per year during the first three years.
- [F3]The stock appreciation rights vest in three equal annual installments beginning February 17, 2011.
Documents
Issuer
POLYONE CORP
CIK 0001122976
Entity typeother
Related Parties
1- filerCIK 0001272626
Filing Metadata
- Form type
- 4
- Filed
- Mar 27, 8:00 PM ET
- Accepted
- Mar 28, 5:48 PM ET
- Size
- 14.7 KB