Home/Filings/4/0001572426-17-000032
4//SEC Filing

Lismore Damian T. 4

Accession 0001572426-17-000032

CIK 0001618561other

Filed

Aug 1, 8:00 PM ET

Accepted

Aug 2, 9:36 PM ET

Size

16.3 KB

Accession

0001572426-17-000032

Insider Transaction Report

Form 4
Period: 2017-07-31
Lismore Damian T.
Chief Financial Officer
Transactions
  • Disposition to Issuer

    Ordinary Shares

    2017-07-31$6.72/sh67,750$455,2800 total
  • Disposition to Issuer

    Ordinary Shares

    2017-07-31$6.72/sh21,239$142,7260 total(indirect: By Spouse)
  • Disposition to Issuer

    Ordinary Shares

    2017-07-31$6.72/sh18,724$125,8250 total(indirect: Glenariff Superannuation Pty Ltd <Glenariff Super Fund A/C>)
  • Disposition to Issuer

    Option to Purchase Shares

    2017-07-31100,0000 total
    Exercise: $15.00Exp: 2020-05-18Ordinary Shares (100,000 underlying)
  • Disposition to Issuer

    Restricted Share Units

    2017-07-31$6.59/sh27,500$181,3630 total
    Exercise: $0.13Exp: 2020-07-01Ordinary Shares (27,500 underlying)
  • Disposition to Issuer

    Restricted Share Units

    2017-07-31$6.59/sh48,750$321,5060 total
    Exercise: $0.13Exp: 2021-07-01Ordinary Shares (48,750 underlying)
Footnotes (5)
  • [F1]Disposed of pursuant to a transaction agreement between the Issuer, Zoetis Inc. ("Zoetis") and Zoetis Belgium S.A., a wholly-owned subsidiary of Zoetis ("Bidco"), pursuant to which Bidco acquired the Issuer.
  • [F2]The reporting person and his spouse share voting and dispositive power with respect to these reported securities.
  • [F3]This restricted share unit, which would have vested and become convertible as to 13,750 shares on each of 7/1/18 and 7/1/19, in each case subject to payment of the nominal value per share of $0.125 to the Issuer within 30 days of vesting, was cancelled in the Acquisition in exchange for a cash payment equal to $181,362.50. This amount represents the difference between such nominal value per share and the $6.72 consideration per share payable in connection with in the Acquisition, multiplied by the number of shares issuable on conversion of the restricted share unit.
  • [F4]This restricted share unit, which would have vested and become convertible as to 16,250 shares on each of 7/1/18, 7/1/19 and 7/1/20, in each case subject to payment of the nominal value per share of $0.125 to the Issuer within 30 days of vesting, was cancelled in the Acquisition in exchange for a cash payment equal to $321,506.25. This amount represents the difference between such nominal value per share and the $6.72 consideration per share payable in connection with in the Acquisition, multiplied by the number of shares issuable on conversion of the restricted share unit.
  • [F5]This option, which was vested as to 70,000 shares and would have vested as to 5,000 shares on each of 9/30/17, 12/31/17, 3/31/18, 6/30/18, 9/30/18 and 12/31/18, was cancelled in the Acquisition in exchange for no cash payment because the $15.00 exercise price per share exceeded the $6.72 consideration per share payable in connection with in the Acquisition.

Issuer

Nexvet Biopharma plc

CIK 0001618561

Entity typeother

Related Parties

1
  • filerCIK 0001560864

Filing Metadata

Form type
4
Filed
Aug 1, 8:00 PM ET
Accepted
Aug 2, 9:36 PM ET
Size
16.3 KB