RespireRx Pharmaceuticals Inc.·4

Dec 12, 7:12 PM ET

Purcell Richard David Jr. 4

4 · RespireRx Pharmaceuticals Inc. · Filed Dec 12, 2017

Insider Transaction Report

Form 4
Period: 2017-12-09
Purcell Richard David Jr.
SVP - Research & Development
Transactions
  • Award

    Common Stock Options (to purchase shares of Common Stock)

    2017-12-09+100,000100,000 total
    Exercise: $1.45Exp: 2022-12-09Common Stock (100,000 underlying)
Holdings
  • Common Stock Options (to purchase shares of Common Stock)

    Exercise: $3.90Exp: 2022-01-17Common Stock (40,000 underlying)
    40,000
  • Common Stock Options (to purchase shares of Common Stock)

    Exercise: $8.13Exp: 2022-06-30Common Stock (6,154 underlying)
    6,154
  • Common Stock Options (to purchase shares of Common Stock)

    Exercise: $7.38Exp: 2021-03-31Common Stock (61,539 underlying)
    61,539
  • Common Stock Options (to purchase shares of Common Stock)

    Exercise: $6.40Exp: 2022-08-18Common Stock (9,231 underlying)
    9,231
  • Common Stock Options (to purchase shares of Common Stock)

    Exercise: $2.00Exp: 2017-06-30Common Stock (40,000 underlying)
    40,000
Footnotes (6)
  • [F1]These Common Stock Options vested upon issuance.
  • [F2]These Common Stock Options vested in three installments: 25 percent on January 18, 2017 (the grant date), 25 percent on March 31, 2017, and 50 percent on June 30, 2017, and are all currently vested.
  • [F3]The exercise price and number of shares of these securities have been adjusted to reflect the Company's 325-to-1 reverse stock split effective September 1, 2016.
  • [F4]These Common Stock Options vested in four equal installments: 25 percent on March 31, 2016 (the grant date), 25 percent on June 30, 2016, 25 percent on September 30, 2016, and 25 percent on December 31, 2016, and are all currently vested.
  • [F5]These Common Stock Options vested in four equal installments: 25 percent on December 31, 2015, 25 percent on March 31, 2016, 25 percent on June 30, 2016, and 25 percent on September 30, 2016, and are all currently vested.
  • [F6]The Common Stock Options vested in three installments: 50 percent on June 30, 2015, 25 percent on September 30, 2015, and 25 percent on December 31, 2015, and are all currently vested.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

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