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4//SEC Filing

Lippa Arnold 4

Accession 0001573202-17-000011

CIK 0000849636other

Filed

Dec 11, 7:00 PM ET

Accepted

Dec 12, 7:23 PM ET

Size

8.2 KB

Accession

0001573202-17-000011

Insider Transaction Report

Form 4
Period: 2017-12-09
Lippa Arnold
DirectorChairman, CEO and PresidentOther
Transactions
  • Other

    Common Stock Options (to purchase shares of Common Stock)

    2017-12-09+559,595559,595 total
    Exercise: $1.45Exp: 2022-12-09Commn Stock (559,595 underlying)
  • Gift

    Common Stock Options (to purchase shares of Common Stock)

    2017-12-09559,5950 total
    Exercise: $1.45Exp: 2022-12-09Commmon Stock (559,595 underlying)
Footnotes (2)
  • [F1]On December 9, 2017, Dr. Lippa forgave all of the accrued but unpaid compensation to which, pursuant to his employment agreement, he was entitled as of September 30, 2017, an aggregate of $807,497. On that date, the Company granted to Dr. Lippa options to purchase 559,595 shares of the Company's common stock, with a black-scholes value of $1.44 per option and an aggregate value of $807,497. These Common Stock Options vested upon issuance.
  • [F2]Dr. Lippa gifted these Common Stock Options into a family trust for estate planning purposes. He is not the trustee and does not exercise voting or investment control over shares held in the trust but he is a beneficiary of the trust.

Issuer

RespireRx Pharmaceuticals Inc.

CIK 0000849636

Entity typeother

Related Parties

1
  • filerCIK 0001363763

Filing Metadata

Form type
4
Filed
Dec 11, 7:00 PM ET
Accepted
Dec 12, 7:23 PM ET
Size
8.2 KB