Home/Filings/4/0001573202-17-000013
4//SEC Filing

MacFarlane Katie 4

Accession 0001573202-17-000013

CIK 0000849636other

Filed

Dec 11, 7:00 PM ET

Accepted

Dec 12, 7:54 PM ET

Size

13.5 KB

Accession

0001573202-17-000013

Insider Transaction Report

Form 4
Period: 2017-12-09
Transactions
  • Other

    Common Stock Options (to purchase shares of Common Stock)

    2017-12-09+38,11438,114 total
    Exercise: $1.45Exp: 2022-12-09Common Stock (38,114 underlying)
Holdings
  • Common Stock Options (to purchase shares of Common Stock)

    Exercise: $2.00Exp: 2022-06-30Common Stock (25,000 underlying)
    25,000
  • Common Stock Options (to purchase shares of Common Stock)

    Exercise: $3.90Exp: 2022-01-18Common Stock (25,000 underlying)
    25,000
  • Common Stock Options (to purchase shares of Common Stock)

    Exercise: $7.38Exp: 2021-03-31Common Stock (30,770 underlying)
    30,770
  • Common Stock Options (to purchase shares of Common Stock)

    Exercise: $8.13Exp: 2022-06-30Common Stock (6,154 underlying)
    6,154
  • Common Stock Options (to purchase shares of Common Stock)

    Exercise: $6.40Exp: 2022-08-18Common Stock (9,231 underlying)
    9,231
Footnotes (7)
  • [F1]On December 9, 2017, Ms. MacFarlane forgave all of the accrued but unpaid directors fees to which she was entitled as of September 30, 2017, an aggregate of $55,000. On that date, the Company granted to Ms. MacFarlane options to purchase 38,114 shares of the Company's common stock, with a black-scholes value of $1.44 per option and an aggregate value of $55,000. These Common Stock Options vested upon issuance.
  • [F2]These Common Stock Options vested upon issuance.
  • [F3]These Common Stock Options vested in three installments: 25 percent on January 18, 2017 (the grant date), 25 percent on March 31, 2017, and 50 percent on June 30, 2017, and are all currently vested.
  • [F4]The exercise price and number of shares of these securities have been adjusted to reflect the Company's 325-to-1 reverse stock split effective September 1, 2016.
  • [F5]These Common Stock Options vested in four equal installments: 25 percent on March 31, 2016 (the grant date), 25 percent on June 30, 2016, 25 percent on September 30, 2016, and 25 percent on December 31, 2016, and are all currently vested.
  • [F6]These Common Stock Options vested in four equal installments: 25 percent on December 31, 2015, 25 percent on March 31, 2016, 25 percent on June 30, 2016, and 25 percent on September 30, 2016, and are all currently vested.
  • [F7]The Common Stock Options vested in three installments: 50 percent on June 30, 2015, 25 percent on September 30, 2015, and 25 percent on December 31, 2015, and are all currently vested.

Issuer

RespireRx Pharmaceuticals Inc.

CIK 0000849636

Entity typeother

Related Parties

1
  • filerCIK 0001608535

Filing Metadata

Form type
4
Filed
Dec 11, 7:00 PM ET
Accepted
Dec 12, 7:54 PM ET
Size
13.5 KB