VASAN ROBERT T 4
Accession 0001573272-13-000009
Filed
May 21, 8:00 PM ET
Accepted
May 22, 8:51 PM ET
Size
23.6 KB
Accession
0001573272-13-000009
Insider Transaction Report
- Conversion
Series D Convertible Preferred Stock
2013-05-22−1,266,181→ 0 total→ Common Stock (1,266,181 underlying) - Conversion
Series E Convertible Preferred Stock
2013-05-22−167,594→ 0 total→ Common Stock (167,594 underlying) - Conversion
Series F Convertible Preferred Stock
2013-05-22−106,060→ 0 total→ Common Stock (106,060 underlying) - Conversion
Series C Convertible Preferred Stock
2013-05-22−2,608,346→ 0 total→ Common Stock (2,608,346 underlying) - Conversion
Common Stock
2013-05-22+4,148,181→ 4,148,181 total
- Conversion
Common Stock
2013-05-22+4,148,181→ 4,148,181 total - Conversion
Series C Convertible Preferred Stock
2013-05-22−2,608,346→ 0 total→ Common Stock (2,608,346 underlying) - Conversion
Series D Convertible Preferred Stock
2013-05-22−1,266,181→ 0 total→ Common Stock (1,266,181 underlying) - Conversion
Series E Convertible Preferred Stock
2013-05-22−167,594→ 0 total→ Common Stock (167,594 underlying) - Conversion
Series F Convertible Preferred Stock
2013-05-22−106,060→ 0 total→ Common Stock (106,060 underlying)
- Conversion
Common Stock
2013-05-22+4,148,181→ 4,148,181 total - Conversion
Series C Convertible Preferred Stock
2013-05-22−2,608,346→ 0 total→ Common Stock (2,608,346 underlying) - Conversion
Series D Convertible Preferred Stock
2013-05-22−1,266,181→ 0 total→ Common Stock (1,266,181 underlying) - Conversion
Series E Convertible Preferred Stock
2013-05-22−167,594→ 0 total→ Common Stock (167,594 underlying) - Conversion
Series F Convertible Preferred Stock
2013-05-22−106,060→ 0 total→ Common Stock (106,060 underlying)
- Conversion
Series C Convertible Preferred Stock
2013-05-22−2,608,346→ 0 total→ Common Stock (2,608,346 underlying) - Conversion
Series E Convertible Preferred Stock
2013-05-22−167,594→ 0 total→ Common Stock (167,594 underlying) - Conversion
Series D Convertible Preferred Stock
2013-05-22−1,266,181→ 0 total→ Common Stock (1,266,181 underlying) - Conversion
Common Stock
2013-05-22+4,148,181→ 4,148,181 total - Conversion
Series F Convertible Preferred Stock
2013-05-22−106,060→ 0 total→ Common Stock (106,060 underlying)
- Conversion
Series D Convertible Preferred Stock
2013-05-22−1,266,181→ 0 total→ Common Stock (1,266,181 underlying) - Conversion
Common Stock
2013-05-22+4,148,181→ 4,148,181 total - Conversion
Series C Convertible Preferred Stock
2013-05-22−2,608,346→ 0 total→ Common Stock (2,608,346 underlying) - Conversion
Series E Convertible Preferred Stock
2013-05-22−167,594→ 0 total→ Common Stock (167,594 underlying) - Conversion
Series F Convertible Preferred Stock
2013-05-22−106,060→ 0 total→ Common Stock (106,060 underlying)
- Conversion
Series D Convertible Preferred Stock
2013-05-22−1,266,181→ 0 total→ Common Stock (1,266,181 underlying) - Conversion
Series F Convertible Preferred Stock
2013-05-22−106,060→ 0 total→ Common Stock (106,060 underlying) - Conversion
Common Stock
2013-05-22+4,148,181→ 4,148,181 total - Conversion
Series C Convertible Preferred Stock
2013-05-22−2,608,346→ 0 total→ Common Stock (2,608,346 underlying) - Conversion
Series E Convertible Preferred Stock
2013-05-22−167,594→ 0 total→ Common Stock (167,594 underlying)
Footnotes (4)
- [F1]The convertible preferred stock automatically converted into common stock on a one-for-one basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.
- [F2]The shares of common stock are held directly by Mayfield XIII, a Cayman Islands Exempted Limited Partnership ("MF XIII"). Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership ("MF XIII EGP"), is the general partner of Mayfield XIII and in such capacity may be deemed to beneficially own the shares held by MF XIII. Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Company ("MF XIII UGP"), is the general partner of MF XIII EGP, and in such capacity may be deemed to beneficially own the shares held by MF XIII EGP. MF XIII UGP is managed by a three person board of directors, and all board action relating to the voting or disposition of the shares held by MF XIII requires approval of a majority of the board.
- [F3]Each of James T. Beck, Navin Chaddha, and Robert T. Vasan, as the directors of MF XIII UGP, may be deemed to share beneficial ownership of the shares which are beneficially owned by MF XIII, but disclaims such beneficial ownership, except to the extent of his pecuniary interest therein.
- [F4]The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of equity securities covered by this statement.
Documents
Issuer
Marketo, Inc.
CIK 0001490660
Related Parties
1- filerCIK 0001197111
Filing Metadata
- Form type
- 4
- Filed
- May 21, 8:00 PM ET
- Accepted
- May 22, 8:51 PM ET
- Size
- 23.6 KB