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4/A//SEC Filing

EINSTEIN NOAH RESTAURANT GROUP INC 4/A

Accession 0001573700-13-000019

CIK 0000949373operating

Filed

Jul 8, 8:00 PM ET

Accepted

Jul 9, 3:41 PM ET

Size

15.1 KB

Accession

0001573700-13-000019

Insider Transaction Report

Form 4/AAmended
Period: 2013-07-05
O'Neill Jeffrey J
DirectorChief Executive Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2013-07-05$3.54/sh+682$2,41326,018 total
  • Sale

    Common Stock

    2013-07-08$15.50/sh4,318$66,92925,336 total
  • Exercise/Conversion

    Employee stock option (right to buy)

    2013-07-084,31856,000 total
    Exercise: $3.54Exp: 2018-12-02Common Stock (4,318 underlying)
  • Sale

    Common Stock

    2013-07-05$15.50/sh682$10,57125,336 total
  • Exercise/Conversion

    Common Stock

    2013-07-08$3.54/sh+4,318$15,27929,654 total
  • Exercise/Conversion

    Employee stock option (right to buy)

    2013-07-0568260,318 total
    Exercise: $3.54Exp: 2018-12-02Common Stock (682 underlying)
Footnotes (5)
  • [F1]These transactions were omitted from the reporting person's Form 4 filed on July 8, 2013.
  • [F2]Effective January 8, 2013, the exercise price was adjusted from $4.60 and the number of shares was adjusted from 70,000 in accordance with the anti-dilution provisions of the issuer's Executive Employee Incentive Plan.
  • [F3]These transactions and holdings were erroneously reported in the reporting person's Form 4 filed on July 8, 2013.
  • [F4]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 11, 2013.
  • [F5]The option vested in three equal installments beginning on December 3, 2009.

Issuer

EINSTEIN NOAH RESTAURANT GROUP INC

CIK 0000949373

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000949373

Filing Metadata

Form type
4/A
Filed
Jul 8, 8:00 PM ET
Accepted
Jul 9, 3:41 PM ET
Size
15.1 KB