4//SEC Filing
EINSTEIN NOAH RESTAURANT GROUP INC 4
Accession 0001573700-13-000020
CIK 0000949373operating
Filed
Jul 11, 8:00 PM ET
Accepted
Jul 12, 10:54 AM ET
Size
11.2 KB
Accession
0001573700-13-000020
Insider Transaction Report
Form 4
O'Neill Jeffrey J
DirectorChief Executive Officer
Transactions
- Exercise/Conversion
Common Stock
2013-07-11$3.54/sh+5,000$17,693→ 25,136 total - Sale
Common Stock
2013-07-11$16.00/sh−5,000$80,000→ 20,136 total - Exercise/Conversion
Employee stock option (right to buy)
2013-07-11−5,000→ 51,000 totalExercise: $3.54Exp: 2018-12-02→ Common Stock (5,000 underlying) - Sale
Common Stock
2013-07-10$15.75/sh−5,200$81,902→ 20,136 total
Footnotes (4)
- [F1]The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 plans adopted by the reporting person on June 4, 2013 and March 11, 2013.
- [F2]The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $15.75 to $15.76, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
- [F3]Effective January 8, 2013, the exercise price was adjusted from $4.60 and the number of shares was adjusted from 70,000 in accordance with the anti-dilution provisions of the issuer's Executive Employee Incentive Plan.
- [F4]The option vested in three equal installments beginning on December 3, 2009.
Documents
Issuer
EINSTEIN NOAH RESTAURANT GROUP INC
CIK 0000949373
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000949373
Filing Metadata
- Form type
- 4
- Filed
- Jul 11, 8:00 PM ET
- Accepted
- Jul 12, 10:54 AM ET
- Size
- 11.2 KB