WHIRLPOOL CORP /DE/ 4

Accession 0001573725-17-000002

$WHRCIK 0000106640operating

View on SEC.gov Company Profile

Filed

Feb 21, 7:00 PM ET

Accepted

Feb 22, 7:15 PM ET

Size

41.4 KB

Accession

0001573725-17-000002

Insider Transaction Report

Form 4

Period: 2017-02-17

WHIRLPOOL CORP /DE/WHR

Berrozpe Esther F

PRESIDENT, EMEA

Transactions

Exercise/Conversion
Restricted Stock Units
2017-02-17−438→ 0 total
→ Common (438 underlying)
Exercise/Conversion
Common Stock
2017-02-20+1,010→ 16,199 total
Exercise/Conversion
Restricted Stock Units
2017-02-17−5,000→ 0 total
→ Common (5,000 underlying)
Tax Payment
Common Stock
2017-02-17$177.19/sh−199$35,261→ 9,751 total
Tax Payment
Common Stock
2017-02-17$177.19/sh−2,281$404,170→ 12,470 total
Exercise/Conversion
Common Stock
2017-02-17$111.33/sh+764$85,056→ 13,234 total
Exercise/Conversion
Common Stock
2017-02-17$132.19/sh+2,582$341,315→ 18,704 total
Tax Payment
Common Stock
2017-02-20$177.19/sh−2,281$404,170→ 15,189 total
Exercise/Conversion
Employee Stock Options (Right to Buy)
2017-02-17−2,888→ 0 total
Exercise: $138.56From: 2017-02-17Exp: 2024-02-17→ Common (2,888 underlying)
Exercise/Conversion
Employee Stock Options (Right to Buy)
2017-02-17−2,582→ 5,012 total
Exercise: $132.19From: 2017-02-15Exp: 2026-02-15→ Common (2,582 underlying)
Exercise/Conversion
Common Stock
2017-02-17+5,000→ 14,751 total
Exercise/Conversion
Common Stock
2017-02-17$138.56/sh+2,888$400,161→ 16,122 total
Exercise/Conversion
Common Stock
2017-02-20+5,000→ 17,470 total
Exercise/Conversion
Restricted Stock Units
2017-02-20−1,010→ 0 total
→ Common (1,010 underlying)
Award
Restricted Stock Units
2017-02-20+1,321→ 1,321 total
→ Common (1,321 underlying)
Exercise/Conversion
Common Stock
2017-02-17+438→ 9,950 total
Tax Payment
Common Stock
2017-02-20$177.19/sh−460$81,507→ 15,739 total
Exercise/Conversion
Employee Stock Options (Right to Buy)
2017-02-17−764→ 0 total
Exercise: $111.33From: 2016-02-18Exp: 2023-02-18→ Common (764 underlying)
Exercise/Conversion
Restricted Stock Units
2017-02-20−5,000→ 0 total
→ Common (5,000 underlying)
Sale
Common Stock
2017-02-17$176.84/sh−6,234$1,102,439→ 12,470 total
Award
Employee Stock Options (Right to Buy)
2017-02-20+5,316→ 5,316 total
Exercise: $177.19Exp: 2027-02-20→ Common (5,316 underlying)

Footnotes (6)

[F1]Vesting of restricted stock unit awards made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
[F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $176.65 to $176.94, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the prices set forth in this footnote.
[F3]Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
[F4]Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/20/2018; one-third on 02/20/2019; and one-third on 02/20/2020.
[F5]Options will vest and become exercisable as follows: one-third on 02/20/2018; one-third on 02/20/2019; and one-third on 02/20/2020.
[F6]Remaining options will vest and become exercisable in two equal installments on 02/15/2018 and 02/15/2019.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

WHIRLPOOL CORP /DE/

CIK 0000106640

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0000106640

Filing Metadata

Form type: 4
Filed: Feb 21, 7:00 PM ET
Accepted: Feb 22, 7:15 PM ET
Size: 41.4 KB

View on SEC.gov