4//SEC Filing
TriState Capital Holdings, Inc. 4
Accession 0001575462-16-000008
CIK 0001380846operating
Filed
Sep 1, 8:00 PM ET
Accepted
Sep 2, 4:10 PM ET
Size
8.3 KB
Accession
0001575462-16-000008
Insider Transaction Report
Form 4
Sullivan Mark L.
DirectorSee Remarks
Transactions
- Disposition to Issuer
Stock Options (Right to Buy)
2016-09-01$4.92/sh−50,000$246,000→ 200,000 totalExercise: $10.00From: 2009-07-22Exp: 2017-01-22→ Common Stock (50,000 underlying) - Disposition to Issuer
Stock Options (Right to Buy)
2016-09-02$5.20/sh−50,000$260,000→ 150,000 totalExercise: $10.00From: 2009-07-22Exp: 2017-01-22→ Common Stock (50,000 underlying)
Footnotes (3)
- [F1]250,000 of the original grant of 500,000 options vested and became exercisable on or about 07/22/2009, and the remaining 250,000 options vested and became exercisable on 01/22/2012.
- [F2]The option was canceled as to 50,000 shares by mutual agreement of the reporting person and TriState Capital Holdings, Inc. The reporting person received $246,000 as consideration for the cancellation.
- [F3]The option was canceled as to 50,000 shares by mutual agreement of the reporting person and TriState Capital Holdings, Inc. The reporting person received $260,000 as consideration for the cancellation.
Documents
Issuer
TriState Capital Holdings, Inc.
CIK 0001380846
Entity typeoperating
IncorporatedPA
Related Parties
1- filerCIK 0001380846
Filing Metadata
- Form type
- 4
- Filed
- Sep 1, 8:00 PM ET
- Accepted
- Sep 2, 4:10 PM ET
- Size
- 8.3 KB