TriState Capital Holdings, Inc. 4
4 · TriState Capital Holdings, Inc. · Filed Sep 9, 2016
Insider Transaction Report
Form 4
Zappala Richard A.
Director
Transactions
- Sale
Common Stock
2016-09-08$15.57/sh−5,000$77,838→ 119,980 total - Exercise/Conversion
Stock Options (Right to Buy)
2016-09-08−5,000→ 0 totalExercise: $10.00From: 2010-06-18Exp: 2017-12-18→ Common Stock (5,000 underlying) - Exercise/Conversion
Common Stock
2016-09-08$10.00/sh+5,000$50,000→ 124,980 total
Holdings
- 6,000
Stock Options (Right to Buy)
Exercise: $8.75From: 2012-06-15Exp: 2019-12-15→ Common Stock (6,000 underlying) - 6,000
Stock Options (Right to Buy)
Exercise: $8.00From: 2013-06-30Exp: 2020-12-31→ Common Stock (6,000 underlying) - 6,000
Stock Options (Right to Buy)
Exercise: $10.25From: 2015-06-30Exp: 2022-12-31→ Common Stock (6,000 underlying) - 6,000
Stock Options (Right to Buy)
Exercise: $9.32From: 2014-06-30Exp: 2021-12-31→ Common Stock (6,000 underlying) - 6,000
Stock Options (Right to Buy)
Exercise: $12.00From: 2011-06-18Exp: 2018-12-18→ Common Stock (6,000 underlying) - 6,000
Stock Options (Right to Buy)
Exercise: $11.78From: 2016-06-13Exp: 2023-12-13→ Common Stock (6,000 underlying)
Footnotes (8)
- [F1]The price reported in Column 4 is the average price. The shares were sold in multiple transactions at prices ranging from $15.55 to $15.67, inclusive. The Reporting Person undertakes to provide to any security holder of TriState Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F2]2,500 of these options vested and became exercisable on or about 06/18/2010, and the remaining 2,500 options vested and became exercisable on 12/18/2012.
- [F3]3,000 of these options vested and became exercisable on 06/18/2011, and the remaining 3,000 options vested and became exercisable on 12/18/2013.
- [F4]3,000 of these options vested and became exercisable on 06/15/2012, and the remaining 3,000 options vested and became exercisable on 12/15/2014.
- [F5]3,000 of these options will vest and become exercisable on 6/13/2016, and the remainder will vest and become exercisable on 12/13/2018.
- [F6]3,000 of these options vested and became exercisable on or about 06/30/2013, and the remaining 3,000 options vested and became exercisable on 12/31/2015.
- [F7]3,000 of these options vested and became exercisable on or about 6/30/2014, and the remaining 3,000 options will vest and become exercisable on 12/31/2016.
- [F8]3,000 of these options will vest and become exercisable on or about 6/30/2015, and the remaining 3,000 options will vest and become exercisable on 12/31/2017.