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4//SEC Filing

TriState Capital Holdings, Inc. 4

Accession 0001575604-16-000002

CIK 0001380846operating
View on SEC.govCompany Profile

Filed

Sep 8, 8:00 PM ET

Accepted

Sep 9, 5:10 PM ET

Size

17.6 KB

Accession

0001575604-16-000002

Insider Transaction Report

Form 4
Period: 2016-09-08
TriState Capital Holdings, Inc.TSC
Zappala Richard A.
Director
Transactions
  • Sale

    Common Stock

    2016-09-08$15.57/sh−5,000$77,838→ 119,980 total
  • Exercise/Conversion

    Stock Options (Right to Buy)

    2016-09-08−5,000→ 0 total
    Exercise: $10.00From: 2010-06-18Exp: 2017-12-18→ Common Stock (5,000 underlying)
  • Exercise/Conversion

    Common Stock

    2016-09-08$10.00/sh+5,000$50,000→ 124,980 total
Holdings

  • Stock Options (Right to Buy)

    Exercise: $8.75From: 2012-06-15Exp: 2019-12-15→ Common Stock (6,000 underlying)
    6,000

  • Stock Options (Right to Buy)

    Exercise: $8.00From: 2013-06-30Exp: 2020-12-31→ Common Stock (6,000 underlying)
    6,000

  • Stock Options (Right to Buy)

    Exercise: $10.25From: 2015-06-30Exp: 2022-12-31→ Common Stock (6,000 underlying)
    6,000

  • Stock Options (Right to Buy)

    Exercise: $9.32From: 2014-06-30Exp: 2021-12-31→ Common Stock (6,000 underlying)
    6,000

  • Stock Options (Right to Buy)

    Exercise: $12.00From: 2011-06-18Exp: 2018-12-18→ Common Stock (6,000 underlying)
    6,000

  • Stock Options (Right to Buy)

    Exercise: $11.78From: 2016-06-13Exp: 2023-12-13→ Common Stock (6,000 underlying)
    6,000
Footnotes (8)
  • [F1]The price reported in Column 4 is the average price. The shares were sold in multiple transactions at prices ranging from $15.55 to $15.67, inclusive. The Reporting Person undertakes to provide to any security holder of TriState Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F2]2,500 of these options vested and became exercisable on or about 06/18/2010, and the remaining 2,500 options vested and became exercisable on 12/18/2012.
  • [F3]3,000 of these options vested and became exercisable on 06/18/2011, and the remaining 3,000 options vested and became exercisable on 12/18/2013.
  • [F4]3,000 of these options vested and became exercisable on 06/15/2012, and the remaining 3,000 options vested and became exercisable on 12/15/2014.
  • [F5]3,000 of these options will vest and become exercisable on 6/13/2016, and the remainder will vest and become exercisable on 12/13/2018.
  • [F6]3,000 of these options vested and became exercisable on or about 06/30/2013, and the remaining 3,000 options vested and became exercisable on 12/31/2015.
  • [F7]3,000 of these options vested and became exercisable on or about 6/30/2014, and the remaining 3,000 options will vest and become exercisable on 12/31/2016.
  • [F8]3,000 of these options will vest and become exercisable on or about 6/30/2015, and the remaining 3,000 options will vest and become exercisable on 12/31/2017.

Documents

1 file

Issuer

TriState Capital Holdings, Inc.

CIK 0001380846

→
Entity typeoperating
IncorporatedPA

Related Parties

1
  • filerCIK 0001380846

Filing Metadata

Form type
4
Filed
Sep 8, 8:00 PM ET
Accepted
Sep 9, 5:10 PM ET
Size
17.6 KB
View on SEC.gov