4//SEC Filing
TriState Capital Holdings, Inc. 4
Accession 0001575607-16-000002
CIK 0001380846operating
Filed
Dec 18, 7:00 PM ET
Accepted
Dec 19, 5:29 PM ET
Size
7.6 KB
Accession
0001575607-16-000002
Insider Transaction Report
Form 4
Minnick James E.
Director10% Owner
Transactions
- Award
Common Stock
2016-12-15+3,000→ 9,000 total
Holdings
- 3,373,693(indirect: By LLC)
Common Stock
- 1,504,356(indirect: By LLC)
Common Stock
Footnotes (2)
- [F1]Lovell Minnick Partners LLC is the managing member of Fund III UGP LLC, which is, in turn, the general partner of Lovell Minnick Equity Advisors III LP, which is, in turn, the general partner of Lovell Minnick Equity Partners III LP. Lovell Minnick Equity Partners III LP is the managing member of LM III TriState Holdings LLC. As an officer of Lovell Minnick Partners LLC, Mr. Minnick may be deemed to share beneficial ownership of the shares of the issuer's common stock held by the Lovell Minnick funds. Mr. Minnick disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, if any.
- [F2]Lovell Minnick Partners LLC is the managing member of Fund III UGP LLC, which is, in turn, the general partner of Lovell Minnick Equity Advisors III LP, which is, in turn, the general partner of Lovell Minnick Equity Partners III-A LP. Lovell Minnick Equity Partners III-A LP is the managing member of LM III-A TriState Holdings LLC. As an officer of Lovell Minnick Partners LLC, Mr. Minnick may be deemed to share beneficial ownership of the shares of the issuer's common stock held by the Lovell Minnick funds. Mr. Minnick disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, if any.
Documents
Issuer
TriState Capital Holdings, Inc.
CIK 0001380846
Entity typeoperating
IncorporatedPA
Related Parties
1- filerCIK 0001380846
Filing Metadata
- Form type
- 4
- Filed
- Dec 18, 7:00 PM ET
- Accepted
- Dec 19, 5:29 PM ET
- Size
- 7.6 KB