Home/Filings/4/0001575607-19-000002
4//SEC Filing

Minnick James E. 4

Accession 0001575607-19-000002

CIK 0001380846other

Filed

Dec 22, 7:00 PM ET

Accepted

Dec 23, 9:41 AM ET

Size

7.6 KB

Accession

0001575607-19-000002

Insider Transaction Report

Form 4
Period: 2019-12-19
Minnick James E.
Director10% Owner
Transactions
  • Award

    Common Stock

    2019-12-19+3,00018,000 total
Holdings
  • Common Stock

    (indirect: By LLC)
    1,852,158
  • Common Stock

    (indirect: By LLC)
    825,891
Footnotes (2)
  • [F1]Lovell Minnick Partners LLC is the managing member of Fund III UGP LLC, which is, in turn, the general partner of Lovell Minnick Equity Advisors III LP, which is, in turn, the general partner of Lovell Minnick Equity Partners III LP. Lovell Minnick Equity Partners III LP is the managing member of LM III TriState Holdings LLC. As an officer of Lovell Minnick Partners LLC, Mr. Minnick may be deemed to share beneficial ownership of the shares of the issuer's common stock held by the Lovell Minnick funds. Mr. Minnick disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, if any.
  • [F2]Lovell Minnick Partners LLC is the managing member of Fund III UGP LLC, which is, in turn, the general partner of Lovell Minnick Equity Advisors III LP, which is, in turn, the general partner of Lovell Minnick Equity Partners III-A LP. Lovell Minnick Equity Partners III-A LP is the managing member of LM III-A TriState Holdings LLC. As an officer of Lovell Minnick Partners LLC, Mr. Minnick may be deemed to share beneficial ownership of the shares of the issuer's common stock held by the Lovell Minnick funds. Mr. Minnick disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, if any.

Issuer

TriState Capital Holdings, Inc.

CIK 0001380846

Entity typeother

Related Parties

1
  • filerCIK 0001575607

Filing Metadata

Form type
4
Filed
Dec 22, 7:00 PM ET
Accepted
Dec 23, 9:41 AM ET
Size
7.6 KB