Minnick James E. 4
4 · TriState Capital Holdings, Inc. · Filed Feb 7, 2020
Insider Transaction Report
Form 4
Minnick James E.
Director10% Owner
Transactions
- Sale
Common Stock
2020-02-05$22.35/sh−825,891$18,458,664→ 0 total(indirect: By LLC) - Sale
Common Stock
2020-02-05$22.35/sh−1,852,158$41,395,731→ 0 total(indirect: By LLC)
Holdings
- 18,000
Common Stock
Footnotes (4)
- [F1]Represents shares of TriState Capital Holdings, Inc.'s common stock sold in an underwritten secondary offering.
- [F2]Represents the sale price to the underwriters in the secondary offering.
- [F3]Lovell Minnick Partners LLC is the managing member of Fund III UGP LLC, which is, in turn, the general partner of Lovell Minnick Equity Advisors III LP, which is, in turn, the general partner of LovellMinnick Equity Partners III-A LP. Lovell Minnick Equity Partners III-A LP is the managing member of LM III-A TriState Holdings LLC. As an officer of Lovell Minnick Partners LLC, Mr. Minnick may bedeemed to share beneficial ownership of the shares of the issuer's common stock held by the Lovell Minnick funds. Mr. Minnick disclaims beneficial ownership of such shares, except to the extent of hispecuniary interest therein, if any.
- [F4]Lovell Minnick Partners LLC is the managing member of Fund III UGP LLC, which is, in turn, the general partner of Lovell Minnick Equity Advisors III LP, which is, in turn, the general partner of LovellMinnick Equity Partners III LP. Lovell Minnick Equity Partners III LP is the managing member of LM III TriState Holdings LLC. As an officer of Lovell Minnick Partners LLC, Mr. Minnick may be deemed toshare beneficial ownership of the shares of the issuer's common stock held by the Lovell Minnick funds. Mr. Minnick disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, if any.