Fernandez-McGovern Nicole M. 4

Accession 0001575705-21-000667

CIK 0000008504other

View on SEC.gov Company Profile

Filed

Sep 30, 8:00 PM ET

Accepted

Oct 1, 5:32 PM ET

Size

52.5 KB

Accession

0001575705-21-000667

Insider Transaction Report

Form 4

Period: 2020-12-26

AgEagle Aerial Systems Inc.UAVS

Fernandez-McGovern Nicole M.

Chief Financial Officer

Transactions

Award
Common Stock, par value $0.001
2021-03-05+10,000→ 80,000 total
Sale
Common Stock, par value $0.001
2021-06-30$5.35/sh−26,533$142,058→ 246,250 total
Exercise/Conversion
Options to purchase common stock, par value $0.001per share
2021-04-19−26,500→ 667,033 total
Exercise: $0.06From: 2017-10-04Exp: 2027-10-02→ Common Stock (26,500 underlying)
Exercise/Conversion
Options to purchase common stock, par value $0.001per share
2021-03-17−26,500→ 678,533 total
Exercise: $0.06From: 2017-10-04Exp: 2027-10-02→ Common Stock (26,500 underlying)
Exercise/Conversion
Common Stock, par value $0.001
2021-03-17$0.06/sh+26,500$1,590→ 106,500 total
Sale
Common Stock, par value $0.001
2021-03-17$7.15/sh−26,500$189,396→ 80,000 total
Exercise/Conversion
Common Stock, par value $0.001
2021-04-19$0.06/sh+26,500$1,590→ 231,500 total
Sale
Common Stock, par value $0.001
2021-01-19$10.75/sh−26,500$284,849→ 70,000 total
Exercise/Conversion
Common Stock, par value $0.001
2021-02-17$0.06/sh+26,500$1,590→ 96,500 total
Award
Common Stock, par value $0.001
2021-04-19+125,000→ 205,000 total
Exercise/Conversion
Common Stock, par value $0.001
2021-01-19$0.06/sh+26,500$1,590→ 96,500 total
Sale
Common Stock, par value $0.001
2021-02-17$14.33/sh−26,500$379,692→ 70,000 total
Sale
Common Stock, par value $0.001
2021-04-19$5.01/sh−26,500$132,871→ 205,000 total
Exercise/Conversion
Common Stock, par value $0.001
2021-05-17$0.06/sh+9,533$572→ 325,783 total
Sale
Common Stock, par value $0.001
2021-05-17$4.31/sh−16,967$73,196→ 299,283 total
Sale
Common Stock, par value $0.001
2021-06-17$5.35/sh−26,500$141,775→ 272,783 total
Award
Options to purchase common stock, par value $0.001per share
2021-09-30+25,000→ 707,500 total
Exercise: $3.01Exp: 2026-09-29→ Common Stock (25,000 underlying)
Award
Options to purchase common stock, par value $0.001per share
2021-03-31+15,000→ 693,533 total
Exercise: $6.26Exp: 2026-03-30→ Common Stock (15,000 underlying)
Exercise/Conversion
Options to purchase common stock, par value $0.001per share
2021-02-17−26,500→ 705,033 total
Exercise: $0.06From: 2017-10-04Exp: 2027-10-02→ Common Stock (26,500 underlying)
Award
Options to purchase common stock, par value $0.001per share
2020-12-31+15,000→ 758,033 total
Exercise: $6.00Exp: 2025-12-30→ Common Stock (15,000 underlying)
Award
Common Stock, par value $0.001
2021-05-04+111,250→ 316,250 total
Sale
Common Stock, par value $0.001
2021-05-17$4.31/sh−9,533$41,125→ 316,250 total
Award
Options to purchase common stock, par value $0.001per share
2021-06-30+25,000→ 682,500 total
Exercise: $5.27Exp: 2026-06-29→ Common Stock (25,000 underlying)
Exercise/Conversion
Options to purchase common stock, par value $0.001per share
2021-05-17−9,533→ 657,500 total
Exercise: $0.06From: 2017-10-04Exp: 2027-10-02→ Common Stock (9,533 underlying)
Exercise/Conversion
Options to purchase common stock, par value $0.001per share
2021-01-19−26,500→ 731,533 total
Exercise: $0.06From: 2017-10-04Exp: 2027-10-02→ Common Stock (26,500 underlying)
Award
Options to purchase common stock, par value $0.001per share
2020-12-21+125,000→ 743,033 total
Exercise: $5.20Exp: 2025-12-20→ Common Stock (125,000 underlying)

Footnotes (12)

[F1]The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.
[F10]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.29 to $4.33.
[F11]Reflects vested restricted stock units. The restricted stock units were performance based awards granted as a part of the Company's 2019 Bonus Plan under the 2017 Omnibus Equity Incentive Plan.
[F12]Reflects restricted stock units that vest monthly over a one-year period.
[F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.
[F3]The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.
[F4]The options and restricted stock units were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.
[F5]Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.
[F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.70 to $10.80.
[F7]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.25 to $14.47.
[F8]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.11 to $7.20.
[F9]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.05.

Documents

1 file

4
ownership.xmlPrimary

Issuer

AgEagle Aerial Systems Inc.

CIK 0000008504

→

Entity typeother

Related Parties

filerCIK 0001589809

Filing Metadata

Form type: 4
Filed: Sep 30, 8:00 PM ET
Accepted: Oct 1, 5:32 PM ET
Size: 52.5 KB

View on SEC.gov