Home/Filings/4/A/0001575714-13-000014
4/A//SEC Filing

LUCID INC 4/A

Accession 0001575714-13-000014

CIK 0000752902operating

Filed

Sep 16, 8:00 PM ET

Accepted

Sep 17, 4:24 PM ET

Size

10.6 KB

Accession

0001575714-13-000014

Insider Transaction Report

Form 4/AAmended
Period: 2013-09-17
Fox William J
VP Technical Ops and CTO
Transactions
  • Other

    Common Stock Option

    2012-09-3050,00048,900 total
    Exercise: $8.32Exp: 2020-05-26Common Stock (50,000 underlying)
  • Other

    Common Stock Option

    2012-09-3062,500136,400 total
    Exercise: $6.58Exp: 2020-05-26Common Stock (62,500 underlying)
  • Other

    Common Stock Option

    2012-09-3037,50098,900 total
    Exercise: $6.68Exp: 2020-05-26Common Stock (37,500 underlying)
Footnotes (5)
  • [F1]Represents derivative security voluntarily forfeited and surrendered to the Company.
  • [F2]One-third of the total number of options vested or shall vest and become or shall become exercisable on each of the first, second and third anniversary date of the date of grant of May 27, 2010.
  • [F3]One-third of the total number of options vested or shall vest and became or shall become exercisable on each of the first, second and third anniversary of the date of grant of May 27, 2010. Stock options are held by Mr. Fox's spouse who is an employee of the Company. Mr. Fox disclaims beneficial ownership of these stock options.
  • [F4]One-third of the number of options vested or shall vest and became or shall become exercisable on each of the first, second and third anniversary of the date of grant of December 30, 2010.
  • [F5]The purpose of this amendment is to correct the number of derivative securities beneficially owned following the reported transaction.

Issuer

LUCID INC

CIK 0000752902

Entity typeoperating
IncorporatedNY

Related Parties

1
  • filerCIK 0000752902

Filing Metadata

Form type
4/A
Filed
Sep 16, 8:00 PM ET
Accepted
Sep 17, 4:24 PM ET
Size
10.6 KB