Fuller Mark C 4
4 · Castellum, Inc. · Filed Oct 20, 2022
Insider Transaction Report
Form 4
Fuller Mark C
Director10% Owner
Transactions
- Conversion
Common Stock
2022-10-17+7,522,500→ 8,863,453 total(indirect: See footnote) - Award
Warrants
2022-10-17+500,000→ 500,000 totalExercise: $2.00From: 2022-10-17Exp: 2029-10-16→ Common Stock (500,000 underlying) - Conversion
Series B Preferred Stock
2022-10-17−1,504,500→ 0 total(indirect: See footnote)→ Common Stock (7,522,500 underlying)
Footnotes (2)
- [F1]The Mark Chappelle Fuller Revocable Trust, Mark Fuller, TTEE held 1,504,500 shares of Series B Preferred Stock which was converted into 7,522,500 shares of Common Stock. Includes (a) 7,447,519 common shares held by The Mark Chappelle Fuller Reocable Trust, Mark Fuller, TTEE, (b) 25,000 common shares held by Janice Lynn Dudley Revocable Trust, Janice Lynn Dudley TTEE, (c) 25,000 common shares held by Katherine Fuller, (d) 50,000 common shares held by Michael Fuller.
- [F2]Pursuant to the terms of his employment agreement, Mr. Fuller was granted warrants to purchase 500,000 warrants to purchase Common Stock at $2.00 per share in connection with the Company's offering, all of which are excercisable.