Malloy Daniel V. 4
4 · SiriusPoint Ltd · Filed May 26, 2021
Insider Transaction Report
Form 4
SiriusPoint LtdSPNT
Malloy Daniel V.
Interim CEO
Transactions
- Exercise/Conversion
Common Shares
[F1]2021-05-24$10.00/sh+31,715$317,150→ 769,283 total - Sale
Common Shares
[F2][F3][F1]2021-05-24$10.59/sh−31,715$335,814→ 737,568 total - Exercise/Conversion
Common Shares
[F1]2021-05-25$10.00/sh+61,964$619,640→ 799,532 total - Sale
Common Shares
[F2][F4][F1]2021-05-25$10.49/sh−61,964$649,866→ 737,568 total - Exercise/Conversion
Common Shares
[F1]2021-05-26$10.00/sh+16,321$163,210→ 753,889 total - Sale
Common Shares
[F2][F5][F1]2021-05-26$10.35/sh−16,321$168,860→ 737,568 total - Exercise/Conversion
Options
[F6][F7]2021-05-24−31,715→ 945,029 totalExercise: $10.00Exp: 2022-01-23→ Common Shares (31,715 underlying) - Exercise/Conversion
Options
[F6][F7]2021-05-25−61,964→ 883,065 totalExercise: $10.00Exp: 2022-01-23→ Common Shares (61,964 underlying) - Exercise/Conversion
Options
[F6][F7]2021-05-26$10.00/sh−16,321$163,210→ 866,744 totalExercise: $10.00Exp: 2022-01-23→ Common Shares (16,321 underlying)
Footnotes (7)
- [F1]Includes restricted shares.
- [F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.525 to $10.66, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.39 to $10.69, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.285 to $10.48, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F6]Options to purchase Common Shares under the SiriusPoint Ltd. 2013 Omnibus Incentive Plan, as amended.
- [F7]Current
Signature
/s/ Lisa M. Tanzi, Attorney-in-Fact for Daniel V. Malloy|2021-05-26